African admixture in Europe

Map of North and Sub-Saharan African admixture in European populations
For the African ancestry of all non-African Paleolithic populations, see recent African origin, Southern Dispersal.

African admixture in Europe refers to the presence of admixture events attributable to dispersal of populations inhabiting Africa in the genetic history of Europe. Certain Y-DNA and mtDNA lineages are thought to have spread from Africa to the Near East during the later Pleistocene, and from there to Europe with the Neolithic Revolution.[1][2] More recent, direct African admixture is associated with the Muslim conquests of the early medieval period (including Berber admixture from North Africa), and is primarily concentrated in populations in the Iberian peninsula and the island of Sicily.[3][4][5][6][7][8][9]

Neolithic

The change from hunting and gathering to agriculture during the Neolithic Revolution was a watershed in world history. The societies that first made the change to agriculture are believed to have lived in the Middle East around 10,000 BCE. Agriculture was introduced into Europe by migrating farmers from the Middle East.[10] According to the demic diffusion model, these Middle Eastern farmers either replaced or interbred with the local hunter-gather populations that had been living in Europe since the Out of Africa migration.[11]

It has been suggested that the first Middle Eastern farmers reflected North African influences.[12] There have been suggestions that some genetic lineages found in the Middle East arrived there during this period.[13] The first agricultural societies in the Middle East are generally thought to have emerged after, and perhaps from, the Natufian culture between 12,000 and 10,000 BCE. The latter group was widely semi-sedentary even before the introduction of agriculture. An important migration from North Africa across the Sinai also appears to have occurred before the formation of the Natufian..

Historical period

In historical times, there has been a period of North African influence in southern Europe, especially Iberia and Southern Italy, during various Muslim conquests. The genetic effect of this period on modern European populations is the subject of discussion (see below). In more recent history, the peoples of Europe and Africa came into contact during the exploration and colonization of Africa and as a consequence of the Atlantic slave trade.[2]

Assessing African genetic contributions in non-Africans

The evolutionary forces that contribute to patterns of human genetic variation include new mutations, natural selection, sexual selection, genetic drift, population bottlenecks, founder effects, isolation by distance, genetic admixture and barriers to gene flow. The most influential factors affecting human genetic variation are founder effects and isolation by distance.[14][15]

Founder effect occurs when a population is established by a small number of individuals who have departed from a much larger population. Several generations after the population has expanded, individuals will still possess the limited gene pool of the founders. Therefore, founder effects result in a loss of genetic diversity. Genetic evidence suggests that the Out of Africa migration involved only small numbers of individuals. The African migrants carried a small subset of the prehistoric African genetic diversity, resulting in a founder effect on the non-African population. As humans spread across the globe populating Europe, Asia, Oceania, and the Americas, there were several founder effects. As a result of these serial founder effects, genetic diversity tends to decrease with distance from Africa.[14][15]

The other major factor contributing to patterns of human genetic variation is "isolation by distance". According to this model, populations that live near one another are more likely to exchange mates than populations that live farther apart. As a result, populations that live near one another are genetically more similar than populations that live far apart.

Percentage genetic distances among major continents based on 120 classical polymorphisms
AfricaOceaniaEast AsiaEurope
Oceania24.7
East Asia20.610
Europe16.613.59.7
America22.614.68.99.5

Genetic distance is a measure used to compare the genetic relationship between populations. It is based on the principle that populations that share similar frequencies of a trait are more closely related than populations that have different frequencies of a trait. The genetic distance between two populations increases linearly with the geographic distance between them, due to isolation by distance and serial founder effects.[14][15] Genetic admixture increases the genetic diversity of a population. When admixture occurs between populations, the genetic distance between the two populations is reduced.

Cavalli-Sforza (1997) applied genetic distance measures to various populations around the world to infer phylogenetic relationships (see Table on the right). All non-African populations are more closely related to one another (i.e. short genetic distance) than they are to African populations. This is consistent with a founder effect on the non-African population in that only a few individuals participated in the initial Out of Africa migration. The largest genetic distances observed are between Africa and Oceania and between Africa and the Americas. This is consistent with the isolation by distance and serial founder effects.

Cavalli-Sforza (1997) suggests that the genetic distance between Sub-Saharan Africa and Europe is anomalously lower than it would be if the two populations had been evolving independently. The study suggests that the lower genetic distance between Europe and Africa can be explained by genetic admixture.

Defining African admixture

Generally, markers and lineages used to characterize African admixture are those that are believed to be specific to Africa. There are also DNA polymorphisms that are shared between populations native to Europe, West Asia, North Africa and the Horn of Africa, such as the y-chromosomal haplogroup E1b1b and the mitochondrial haplogroup M1.[2]

With regard to the paternal haplogroup E1b1b and maternal haplogroup M1, derivatives of these clades have been observed in prehistoric human fossils excavated at the Ifri n'Amr or Moussa site in Morocco, which have been radiocarbon-dated to the Early Neolithic period (ca. 5,000 BC). Ancient DNA analysis of these specimens indicates that they carried paternal haplotypes related to the E1b1b1b1a (E-M81) subclade and the maternal haplogroups U6a and M1, all of which are frequent among present-day communities in the Maghreb. These ancient individuals also bore an autochthonous Maghrebi genomic component that peaks among modern Berbers, indicating that they were ancestral to populations in the area. Additionally, fossils excavated at the Kelif el Boroud site near Rabat were found to carry the broadly-distributed paternal haplogroup T-M184 as well as the maternal haplogroups K1, T2 and X2, the latter of which were common mtDNA lineages in Neolithic Europe and Anatolia. These ancient individuals likewise bore the Berber-associated Maghrebi genomic component. This altogether indicates that the Late Neolithic Kelif el Boroud inhabitants were ancestral to contemporary populations in the area, but also likely experienced gene flow from Europe.[16]

Other lineages that are now found in Africa and Europe may have a common origin in Asia (e.g. Y haplogroups R1, and some paternal haplogroup T and U subclades). One subclade of haplogroup U, namely U6a1, is known to have expanded from northern and eastern Africa back into Europe[17][18] even though haplogroup U6 is considered to have originated in the Middle East. Other lineages are known to have moved from Europe directly into Africa, for example mitochondrial haplogroups H1 and H3.[19] Such bidirectional migrations between Africa and Eurasia complicate the task of defining admixture.

Y-DNA

One proposed example of Holocene gene flow from Africa to Europe, via the Middle East, is thought to be E1b1b1, which is thought to have emerged about 22,000 years ago in East Africa, and branches of it are thought to have migrated to the Middle East by 11,000 years ago during the late Pleistocene or early Neolithic periods.[13]

Entering the late mesolithic Natufian culture, the E1b1b1a2 (E-V13) subclade has been associated with the spread of farming from the Middle East into Europe either during or just before the Neolithic transition. E1b1b1 lineages are found throughout Europe but are distributed along a south-to-north cline, with an E1b1b1a mode in the Balkans.[1][20][21][note 1][note 2]

In separate migrations, E lineages in the form of the E1b1b1b subclade appear to have entered Europe from Northwest Africa into Iberia. In a sample of European males, Cruciani et al. observed haplogroup E at a frequency of 7.2%. The timing of this movement has been given widely varying estimates.[22]

In much of Europe, frequencies of E lineages are very low, usually less than 1%. For example, Cruciani et al. (2004) report such lineages at 2% in southern Portugal, 4% in northern Portugal, 2.9% in Istanbul, and 4.3% among Turkish Cypriots. E1b1a is closely related to E1b1b, the most frequent clade in Europe. E lineages that are not E1b1a or E1b1b could therefore reflect either a recent expansion associated with E1b1a or ancient population movements associated with E1b1b. For example, haplogroup E1a lineages have been detected in Portugal (5/553 = 1%),[23] among Italians in Calabria (1/80=1.3%), and among Albanians in Calabria (2/68=2.9%).[20] According to a study by Gonçalves et al. (2005), the distribution of haplogroup E1a lineages in Portugal was independent of the distribution of the younger and more ubiquitous E1b1a. The authors suggest that this distribution is consistent with a prehistoric migration from Africa to Iberia, possibly alongside mtDNA haplogroup U6.

Haplogroups A and B are thought to have been the predominant haplogroups in central and southern Africa prior to the Bantu Expansion. Currently these haplogroups are less common than E lineages. In a sample of 5,000 African men, haplogroup A had a frequency of 5%. Haplogroup A has rare occurrences in Europe, but recently the haplogroup was detected in seven indigenous British males with the same Yorkshire surname.[24]

E3b1 and its haplogroups E-M81 and E-M78 in North Africa, and E-M123 in the Near East

The subclade E3b1 (probably originating in eastern Africa) has a wide distribution in North Africa, the Horn of Africa, the Middle East, and Europe. This haplogroup, in Italy, is represented by E-M78, E-M123 and E-M81 (Figure 3)[25] and reaches a frequency of 8% in northern and central Italy and slightly higher, 11%, in the south of that country.[25]
It has also been argued that the European distribution of E3b1 is compatible with the Neolithic demic diffusion of agriculture; thus, two subclades—E3b1a-M78 and E3b1c-M123—present a higher occurrence in Anatolia, the Balkans, and the Italian peninsula. Another subclade, E3b1b-M81 is associated with Berber populations and is commonly found in regions that have had historical gene flow with northern Africa, such as the Iberian Peninsula, the Canary Islands, and Sicily.[25]

North African Y-DNA E-M81 was found at a total of 41.1% among "pasiegos" from Cantabria, Spain. That is the highest frequency observed in Europe to date.[26]

In Sardinians, Sub-Saharan Y-DNA lineages A1b1b2b and E1a1 were found at a total of 1.0% (A1b1b2b 0.5% / E1a1 0.5%).[27]

In Majorcans, Sub-Saharan Y-DNA lineage E-V38 was found at a total of 3.2% (2/62).[28]

Sub-Saharan Y-DNA lineages E3a, E1, BC*, (xE3), and E3* are found between 1 and 5% in Portugal, Valencia, Majorca, Cantabria, Málaga, Seville, and Galicia (Spain).[29][30]

mtDNA

Haplogroup L lineages are relatively infrequent (1% or less) throughout Europe with the exception of Iberia (Spain and Portugal), where frequencies as high as 22% have been reported, and some regions of Italy, where frequencies as high as 2% and 3% have been found. According to a study in 2012 by Cerezo et al., about 65% of the European L lineages most likely arrived in rather recent historical times (Romanization period, Arab conquest of the Iberian Peninsula and Sicily, Atlantic slave trade) and about 35% of L mtDNAs form European-specific subclades, revealing that there was gene flow from Sub-Saharan Africa toward Europe as early as 11,000 years ago.[31]

Map (in the link) showing the distribution of Sub-Saharan mtDNA (shown in red) in Europe
Map is From Cerezo et al. 2012 [32]
Universidad de Santiago de Compostela
Iberia (Spain & Portugal) having the highest amount and strongest concentration of Sub-Sahran mtDNA in Europe.

In Iberia the mean frequency of haplogroup L lineages reaches 3.83%; the frequency is higher in Portugal (5.83%) than in Spain (2.9% average), and without parallel in the rest of Europe. In both countries, frequencies vary widely between regions, but with increased frequencies observed for Madeira (insular Portugal), southern Portugal, Córdoba (southern Spain), Huelva (southern Spain), Canary Islands (insular Spain), Extremadura (western Spain) and Leon (western Spain).[33] In the Autonomous regions of Portugal (i.e. Madeira and the Azores), L haplogroups constituted about 13% of the lineages in Madeira, significantly more than in the Azores.[34] In the Canary Islands, frequencies have been reported at 6.6%.[34] Regarding Iberia, current debates are concerned with whether these lineages are associated with prehistoric migrations, the Islamic occupation of Iberia, or the slave trade. Pereira et al. (2000) suggested that African lineages in Iberia were predominantly the result of the Atlantic slave tarade. González et al. (2003) revealed that most of the L lineages in Iberia matched Northwest African L lineages rather than contemporary Sub-Saharan L lineages. The authors suggest that this pattern indicates that most of the Sub-Saharan L lineages entered Iberia in prehistoric times rather than during the slave trade. According to Pereira et al. (2005), the Sub-Saharan lineages found in Iberia matched lineages from diverse regions in Africa. They suggest this pattern is more compatible with a recent arrival of these lineages after slave trading began in the 15th century. According to the study, alternative scenarios that invoke much older and demographically more significant introductions (González et al. (2003)) or that claim a substantial role of the Roman and/or Islamic periods on the introduction of Sub-Saharan lineages seem unlikely. Casas et al. (2006) extracted DNA from human remains that were exhumed from old burial sites in Al-Andalus, Spain. The remains date to between the 12th and 13th centuries. The frequency of Sub-Saharan lineages detected in the medieval samples was 14.6% and 8.3% in the present population of Priego de Cordoba. The authors suggest the Muslim occupation and prehistoric migrations before the Muslim occupation would have been the source of these lineages. The highest frequencies of Sub-Saharan lineages found so far in Europe were observed by Álvarez et al. (2010) in the comarca of Sayago (18.2%) which is, according to the authors, "comparable to that described for the South of Portugal"[35][36] and by Pereira et al. 2010 in Alcácer do Sal (22%).[37]

In Italy, haplogroup L lineages are present at lower frequencies than in Iberia—between —between 2% and 3%— and are detected only in certain regions: Latium, Volterra,[38] Basilicata, and Sicily.[39]

In eastern Europe, haplogroup L lineages are present at very low frequencies. Though a high diversity of African mtDNA lineages have been detected, few lineages have accumulated enough mutations in Europe to form monophyletic clusters. Malyarchuk et al. (2005) detected only two monophyletic clusters, L1b and L3b, in Russians, with an estimated age no greater than 6,500 years. Malyarchuk et al. (2008) identified African L1b, L2a, L3b, L3d and M1 clades in Slavic populations at low frequencies. L1b, L3b and L3d had matches with West African populations, indicating that these lineages probably entered Europe through Iberia. One lineage, L2a1a, appeared to be much older, indicating that it may have entered Europe in prehistoric times. This clade was possibly related to L2a1 clades identified in ten individuals of Ashkenazi heritage from France, Germany, Poland, Romania, and Russia. L2a lineages are widespread throughout Africa; as a result, the origins of this lineage are uncertain.[40]

Haplogroup M1 is also found in Europe at low frequencies. In a study by González et al. (2007), haplogroup M1 had a frequency of 0.3%. The origins of haplogroup M1 have yet to be conclusively established.

A 2015 study found that a prehistoric episode would be the main contributor to the sub-Saharan presence in Mediterranean Europe.[41]

Frequencies of haplogroup L lineages

Country Region' Number tested Study %
Germany333Pliss et al. (2005)1.20%
ItalyCountrywide583Brisighelli et al. (2012)1.20%[42]
ItalyCountrywide865Boattini et al. (2013)0.00%[43]
ItalyCountrywide240Babalini et al. (2005)0.40%[44]
ItalyTuscany322Achilli et al. (2007)1.86%
ItalyTuscany49Plaza et al. (2003)2.00%
ItalyLatium138Achilli et al. (2007)2.90%
ItalyMarche813Achilli et al. (2007)0.98%
ItalyCentral Italy83Plaza et al. (2003)1.20%
ItalyLombardy177Achilli et al. (2007)0.00%
ItalyPiedmont169Achilli et al. (2007)0.00%
ItalySardinia258Pardo et al. (2012)0.40%
ItalySardinia73Plaza et al. (2003)2.80%
ItalySardinia85Sanna et al. (2011)0.00%
ItalySardinia (Ogliastra)475Fraumene C et al. (2003)0.00%[45]
ItalySardinia96Morelli et al. (1999)0.00%
ItalyCampania (South Italy)313Achilli et al. (2007)0.32%
ItalyBasilicata (South Italy)92Ottoni et al. (2009)2.20%
ItalyApulia & Calabria (South Italy)226Achilli et al. (2007)0.00%
ItalySouthern Italy115Sarno et al. (2014)0.00%
ItalySouthern Italy37Plaza et al. (2003)8.10%
ItalySicily106Cali et al. (2003)0.94%
ItalySicily105Achilli et al. (2007)1.90%
ItalySicily169Plaza et al. (2003)0.60%
ItalySicily198Sarno et al. (2014)1.01%
ItalySicily465Romano et al. (2013)0.65%[46]
SpainSpain310Casas et al. (2006)7.40%
SpainCountrywide312Álvarez et al. (2007)2.90%
SpainCentral Spain50Plaza et al. (2003)4.00%
SpainNorth-West Spain216Achilli et al. (2007)3.70%
SpainGalicia92Pereira et al. (2005)3.30%
SpainZamora214Álvarez et al. (2010)4.70%
SpainSayago33Álvarez et al. (2010)18.18%
SpainCordoba108Casas et al. (2006)8.30%
SpainHuelva135Hernandez et al. (2014)5.70%
SpainCatalonia101Álvarez-Iglesias et al. (2009)2.97%
SpainBalearic Islands231Picornell et al. (2005)2.20%
SpainCanary Islands300Brehm et al. (2003)6.60%
PortugalCountrywide594Achilli et al. (2007)6.90%
PortugalCountrywide1429Barral-Arca et al. (2016)6.16%
PortugalCountrywide549Pereira et al. (2005)5.83%
PortugalNorth100Pereira et al. (2010)5.00%
PortugalCenter82Pereira et al. (2010)9.70%
PortugalCenter82Plaza et al. (2003)6.10%
PortugalSouth195Brehm et al. (2003)11.30%
PortugalSouth303Achilli et al. (2007)10.80%
PortugalCoruche160Pereira et al. (2010)8.70%
PortugalPias75Pereira et al. (2010)3.90%
PortugalAlcácer do Sal50Pereira et al. (2010)22.00%
PortugalAzores179Brehm et al. (2003)3.40%
PortugalMadeira155Brehm et al. (2003)12.90%
PortugalMadeira153Fernandes et al. (2006)12.40%
GreeceCrete202Achilli et al. (2007)0.99%
CyprusCyprus91Irwin et al. (2008)3.30%

A similar study by Auton et al. (2009)—which also contains an admixture analysis chart but no cluster membership coefficients—shows little to no Sub-Saharan African influence in a wide array of European samples, i.e. Albanians, Austrians, Belgians, Bosnians, Bulgarians, Croatians, Cypriots, Czechs, Danes, Finns, Frenchmen, Germans, Greeks, Hungarians, Irish, Italians, Kosovars, Latvians, Macedonians, Netherlanders, Norwegians, Poles, Portuguese, Romanians, Russians, Scots, Serbians, Slovakians, Slovenians, Spaniards, Swedes, Swiss (German, French and Italian), Ukrainians, subjects of the United Kingdom, and Yugoslavians.[47]

Haplogroup U6, to which a North African origin has been attributed (Rando et al. 1998), is largely distributed among Mozabites (28.2%) and Mauritanians (20%). In other Northwest Africans, the frequency of U6 ranges from 4.2% in Tunisians to 8% in Moroccan Arabs (Plaza et al. 2003). In Europe, U6 is most common in Spain and Portugal.[48]

Frequencies of Haplogroup U6 lineages

Country Region Number tested Study %
ItalyCountrywide583Brisighelli et al. (2012)0.8%
ItalyMainland411Plaza et al. (2003)0.0%
ItalyCountrywide865Boattini et al. (2013)0.35%
ItalySicily169Plaza et al. (2003)0.6%
ItalySicily106Maca-Meyer et al. (2003)0.94%
ItalyLazio52Babalini et al. (2005)5.8%[44]
ItalyAbruzzo (Molise)73Babalini et al. (2005)0%[44]
ItalyCampania48Babalini et al. (2005)0%[44]
ItalyVolterra (Tuscany)114Achilli et al. (2007)0.00%
ItalyMurlo (Tuscany)86Achilli et al. (2007)1.20%
ItalyCasentino (Tuscany)122Achilli et al. (2007)0.80%
ItalySicily105Achilli et al. (2007)0.95%
ItalyLatium138Achilli et al. (2007)0.00%
ItalyLombardy177Achilli et al. (2007)0.00%
ItalyPiedmont169Achilli et al. (2007)0.00%
ItalyMarche813Achilli et al. (2007)0.25%
ItalyCampania313Achilli et al. (2007)1.28%
ItalyApulia-Calabria226Achilli et al. (2007)1.33%
ItalySardinia370Achilli et al. (2007)0.27%
SpainCentral Spain50Plaza et al. (2003)2.0%
SpainGalicia103Plaza et al. (2003)1.9%
SpainGalicia135Maca-Meyer et al. (2003)2.2%
SpainCatalonia118Maca-Meyer et al. (2003)1.6%
SpainHuelva135Hernandez et al. (2014)8.8%
SpainMaragatos49Maca-Meyer et al. (2003)8.1%
SpainCanary Islands300Brehm et al. (2003)14.0%
PortugalCountrywide54Plaza et al. (2003)5.6%
PortugalNorth Portugal184Maca-Meyer et al. (2003)4.3%
PortugalCentral Portugal161Brehm et al. (2003)1.9%
PortugalMadeira155Brehm et al. (2003)3.9%
PortugalMadeira153Fernandes et al. (2006)3.3%
IberiaSpain & Portugal887Plaza et al. (2003)1.8%

Admixture

  • A 2011 study by Moorjani et al. found that almost all southern Europeans have inherited 1%–3% Sub-Saharan ancestry (3.2% in Portugal, 2.9% in Sardinia, 2.7% in southern Italy, 2.4% in Spain and 1.1% in northern Italy) with an average mixture date of around 55 generations ago, "consistent with North African gene flow at the end of the Roman Empire and subsequent Arab migrations".[49]

The finding of African ancestry in Southern Europe dating to ~55 generations ago, or ~1,600 years ago assuming 29 years per generation, needs to be placed in historical context. The historical record documents multiple interactions of African and European populations over this period. One potential opportunity for African gene flow was during the period of Roman occupation of North Africa that lasted until the early 5th century AD, and indeed tomb inscriptions and literary references suggest that trade relations continued even after that time. North Africa was also a supplier of goods and products such as wine and olive oil to Italy, Spain and Gaul from 200–600 AD, and Morocco was a major manufacturer of the processed fish sauce condiment, garum, which was imported by Romans. In addition, there was slave trading across the western Sahara during Roman times. Another potential source of some of the African ancestry, especially in Spain and Portugal, is the invasion of Iberia by Moorish armies after 711 AD. If the Moors already had some African ancestry when they arrived in Southern Europe, and then admixed with Iberians, we would expect the admixture date to be older than the date of the invasion, as we observe.

— Moorjani et al. 2011
  • Measures of genetic distance between Europe and Sub-Saharan are generally smaller than Genetic distances between Africa and other continental populations. Cavalli-Sforza states that the relatively short genetic distance is likely due to prehistoric admixture.[50]
  • A 2009 study by Auton et al. found a north/south cline of HapMap Yoruba haplotypes (YRI) in Europe. The study determined that southern and southwestern subpopulations had the highest proportion of YRI. This distribution is indicative of recurrent gene flow into Europe from the southwest and the Middle East. The authors suggest that the haplotype sharing between Europe and the YRI are suggestive of gene flow from Africa, albeit from West Africa and not necessarily North Africa.[47]
  • A 2007 study conducted at Penn State University found low levels of African admixture(2.8-10%) that were distributed along a north/south cline. The authors suggest that the distribution of this African admixture mirrors the distribution of haplogroup E3b-M35(E1b1b).[note 3][51]
  • A principal component analysis of data from the Human Genome Diversity Project by Reich et al. detected a west-to-east gradient of Bantu-related ancestry across Eurasia. The authors suggest that after the Out of Africa migration, there was most likely a later Bantu-related gene flow into Europe.[52]
  • The most recent study regarding African admixture in Iberian populations was conducted in April 2013 using genome-wide SNP data for over 2000 individuals. This study concluded that Spain and Portugal hold significantly higher levels of North African heritage than the rest of the European continent. Estimates of shared ancestry averaged between 4% and 20%, whereas these did not exceed 2% in other western or southern European populations. However, contrary to past autosomal studies and to what is inferred from Y-chromosome and mitochondrial haplotype frequencies (see below), it does not detect significant levels of Sub-Saharan ancestry in any European population outside the Canary Islands.[53]
  • A panel of 52 SNPs was genotyped in 435 Italian individuals according to Sánchez et al.[54] in order to estimate the proportion of ancestry from a three-way differentiation: Sub-Saharan Africa, Europe, and Asia. The study indicated an autosomal basal proportion of Sub-Saharan ancestry that is higher (9.2%, on average) than other central or northern European populations (1.5%, on average). The amount of African ancestry in Italians is however more comparable to (but slightly higher than) the average in other Mediterranean countries (7.1%).[25]
In northwestern Spain and in Portugal, Sub-Saharan autosomal ancestry is on average 7.1%.[25]
  • A 2009 autosomal study by Moorjani et al. that used between 500 thousand and 1.5 million SNPs estimated that the proportion of Sub-Saharan African ancestry is 2.4% in Spain, and 1.9% in Greece. According to the authors, this is consistent in the case of Spain, with the historically known movement of individuals of North African ancestry into Iberia, although it is possible that this estimate also reflects a wider range of mixture times.[55] Another study by the same author in 2011[56] that analyzed genome-wide polymorphism data from about 40 West Eurasian groups showed that "almost all Southern Europeans have inherited 1%–3% African ancestry with an average mixture date of around 55 generations ago, consistent with North African gene flow at the end of the Roman Empire and subsequent Arab invasion". According to the authors, application of f4 Ancestry Estimation, a method which produces accurate estimates of ancestry proportions, even in the absence of data from the true ancestral populations,[57] suggests that the "highest proportion of African ancestry in Europe is in Iberia (Portugal 3.2±0.3% and Spain 2.4±0.3%), consistent with inferences based on mitochondrial DNA and Y chromosomes and the observation by Auton et al. that within Europe, the Southwestern Europeans have the highest haplotype-sharing with Africans".[47] The authors found the following Sub-Saharan African admixture proportions in Europe using f4 Ancestry Estimation.
  • A 2015 study found that a prehistoric episode would be the main contributor to the sub-Saharan presence in Mediterranean Europe and Iberia:[41]
Population Sub-Saharan African (>1%°)
African American79.4%
Portugal3.2%
Spain2.4%
S. Italy2.7%
Greece1.9%
Sardinia2.9%
N. Italy1.1%
Sephardic Jews4.8%
Ashkenazi Jews3.2%
From the same study, estimates of Sub-Saharan African admixture proportions in Europe:
Population Sub-Saharan African (>0.1%°)
African American77.2%
Portugal2.1%
Spain1.1%
S. Italy1.7%
N. Italy0.2%
Sardinia0.2%
Sephardic Jews4.3%
Ashkenazi Jews2.6%
  • The Spanish population may harbor some African-related admixture representing a fourth wave of migration into Europe, but affecting Spain much more than the other groups. The Spanish population shows an African admixture of 14.8% (12.6% Mozabite and 2.2% Mbuti/Yoruba), confirming that gene flow from Sub-Saharan or North African populations has occurred in the Spanish sample.[58]
  • An autosomal study in 2011 found an average Northwest African influence of about 17% in Canary Islanders, with a wide interindividual variation ranging from 0% to 96%. According to the authors, the substantial Northwest African ancestry found for Canary Islanders supports the idea that, despite the aggressive conquest by the Spanish in the 15th century and the subsequent immigration, genetic footprints of the first settlers of the Canary Islands persist in the current inhabitants. Paralleling mtDNA findings, the largest average Northwest African contribution was found for the samples from La Gomera.[59]
Canary Islands and mainland Iberians N Average
NW African
ancestry
La Gomera742.50%
Fuerteventura1021.60%
La Palma721.00%
El Hierro719.80%
Lanzarote1316.40%
Tenerife3014.30%
Gran Canaria3012.40%
Total Canary Islanders10417.40%
Total Canary Islanders from the Spanish DNA bank1512.60%
Mainland Iberians775.00%

GM immunoglobulin allotypes

Further studies have shown that the presence of haplotype GM*1,17 23' 5* in southern Europe. This haplotype is considered a genetic marker of Sub-Saharan Africa, where it shows frequencies of about 80%.[60] Whereas, in non-Mediterranean European populations, that value is about 0.3%, in Spain the average figure for this African haplotype is nearly eight times greater (though still at a low level) at 2.4%, and it shows a peak at 4.5% in Galicia.[61] Values of around 4% have also been found in Huelva and in the Aran valley in the Pyrenees.[62] According to Calderón et al. 2007, although some researchers have associated African traces in Iberia to Islamic conquest, the presence of GM*1,17 23' 5* haplotype in Iberia may in fact be due to more ancient processes as well as more recent ones through the introduction of genes from black slaves from Africa.[61]
In Sicily the African haplotype Gm 5*;1;17; ranges from 1.56% at Valledolmo to 5.5% at Alia.[63] The hypothesis is that the presence of this haplotype suggests past contacts with people from North Africa. The introduction of African markers could be due to the Phoenician colonization at the end of the second millennium B.C. or to the more recent Arab conquest (8th–9th centuries A.D.).

Sickle cell trait

Sickle cell genes of African origin have been detected in Europe, mostly in the Mediterranean region. The sickle cell trait is associated with resistance to malaria. Individuals with one copy of the sickle cell gene, heterozygotes, have higher resistance to malaria than individuals with no sickle cell genes. In regions affected by malaria, the fertility of sickle cell heterozygotes will be higher than average. Individuals with two copies of the sickle cell gene, homozygotes, will be affected by sickle cell disease and historically have had lower than average fertility. The sickle cell trait is thus an example of heterozygote advantage which is subject to balancing selection. When the sickle cell trait is introduced into a region affected by malaria, balancing selection will, on one hand, act to increase the frequency of the trait to counter malaria. On the other hand, if the frequency of the trait in the population becomes high enough so that homozygotes with sickle cell disease become common, balancing selection will act to limit the spread of the trait. Therefore, in regions affected by malaria, the sickle cell trait is maintained at intermediate frequencies relative to the incidence of malaria.

In Africa, malaria is believed to be one of the most important factors that contributed to restricting population growth in prehistoric times. Sickle cell mutations are believed to have occurred independently at least five times. Four variants are of African origin and one of Indian/Arabian origin. The African variants are referred to as Cameroon, Senegal, Benin and Bantu. The emergence of the sickle cell trait would have contributed to population expansion, with the emergence of farming into tropical regions where malaria was endemic.

Archeological and historical evidence suggests that malaria has been endemic in the Mediterranean regions of Europe in historical times.[64] In eastern Mediterranean regions—such as Italy, Greece, Albania, and Turkey—the Benin haplotype is the most frequent sickle cell variant. The Benin haplotype is also the most frequent variant in the Middle East and has been observed in Syrians, Palestinians, Italians (from Calabria and Sicily), Israeli Arabs, Israeli Jews[65] and western Saudi Arabians. This suggests that the Benin haplotype may have expanded from West Africa into North Africa and then into the Middle East and Europe. The spread of the Benin haplotype to the Mediterranean region has been associated with various events, including Late Stone Age expansions from West Africa into North Africa, the trans-Saharan trade, and the Arab Slave Trade.[66] The occurrence of sickle cell trait is particularly high in Sicily, where frequencies of 13% have been reported.[67][68] Portugal is the only region in Europe where the Senegal and Bantu haplotypes are frequent. These may be associated with Portuguese naval exploits, including the Atlantic Slave Trade and the colonization of various African countries.[69]

In Europe, the highest prevalence of the disease has been observed in France as a result of population growth in African-Caribbean regions of overseas France, and now immigration essentially from North and Sub-Saharan Africa to mainland France.[70] SCD has become the most common genetic disease in this country. In 2010, 31.5% of all newborns in mainland France had parents originated from a region defined "at risk" (mainly Africa and Overseas departments and territories of France) and were screened for SCD. The Paris metropolitan district (Île-de-France) is the region that accounts for the largest number of at-risk individuals. Indeed, 60% of all newborns in this area in 2010 had parents originated from a region defined as "at-risk" and were screened for SCD. The second largest number of at-risk individuals is in Provence-Alpes-Côte d'Azur, at nearly 43.2%, and the lowest number is in Brittany, at 5.5%.[71][72]

Paleoanthropology

The migration of farmers from the Middle East into Europe is believed to have significantly influenced the genetic profile of present-day Europeans. Some recent studies have focused on corroborating current genetic data with the archeological evidence from Europe, the Middle East, and Africa.[22] The Natufian culture, which existed about 12,000 years ago, has been the subject of various archeological investigations, as it is generally believed to be the source of the European and North African Neolithic.

According to a hypothesis stated by Bar-Yosef (1987), the Natufian culture emerged from the mixing of two Stone Age cultures: (1) the Kebaran, a culture indigenous to the Levant, and (2) the Mushabian, a culture introduced into the Levant from North Africa†. It is suggested that the Mushabian culture originated in Africa, given that archeological sites with Mushabian industries in the Nile Valley predate those in the Levant†. The Mushabians would have then moved into the Sinai from the Nile Delta bringing with them their technologies†. Bar-Yosef (1987) states: "the population overflow from Northeast Africa played a definite role in the establishment of the Natufian adaptation, which in turn led to the emergence of agriculture as a new subsistence system".

A study by Brace et al. (2005) analysed human remains from the Natufian culture. According to the study, there is evidence of Sub-Saharan influences in the Natufian samples. They argue that these influences would have been diluted by the interbreeding of the Neolithic farmers from the Near East with the indigenous foragers in Europe. Ricaut et al. (2008) associate the Sub-Saharan influences detected in the Natufian samples with the migration of E1b1b lineages from East Africa to the Levant and then into Europe.

† The Mushabian industry is now known to have originated in the Levant from the previous lithic industries of the region of Lake Lisan.[73] The Mushabian industry was originally thought to have originated in Africa because the microburin technique was not yet known to be much older in the eastern Levant.[74] Currently there is no known industry to connect with the African migration that occurred 14,700 years ago,[26] but it no doubt caused a population expansion in the Negev and Sinai which would not have accommodated an increase in population with the meager resources of a steppe/desert climate.[75] Since all of the known cultures in the Levant at the time of the migration originated in the Levant and an archaeological culture cannot be associated with it, there must have been assimilation into a Levantine culture at the onset, most likely the Ramonian which was present in the Sinai 14,700 years ago.[76]

See also

Notes

  1. ↑ Cruciani F, La Fratta R, Santolamazza P, Sellitto D, Pascone R, Moral P, Watson E, Guida V, Colomb EB, Zaharova B, Lavinha J, Vona G, Aman R, Cali F, Akar N, Richards M, Torroni A, Novelletto A, Scozzari R (May 2004). "Phylogeographic analysis of haplogroup E3b (E-M215) y chromosomes reveals multiple migratory events within and out of Africa". American Journal of Human Genetics. 74 (5): 1014–22. doi:10.1086/386294. PMC 1181964. PMID 15042509. Recently, it has been proposed that E3b originated in eastern Africa and expanded into the Near East and northern Africa at the end of the Pleistocene. E3b lineages would have then been introduced from the Near East into southern Europe by migrant farmers, during the Neolithic expansion.
  2. ↑ Underhill PA, Passarino G, Lin AA, Shen P, Mirazón Lahr M, Foley RA, Oefner PJ, Cavalli-Sforza LL (January 2001). "The phylogeography of Y chromosome binary haplotypes and the origins of modern human populations". Annals of Human Genetics. 65 (Pt 1): 43–62. doi:10.1046/j.1469-1809.2001.6510043.x. PMID 11415522. A Mesolithic population carrying Group III lineages with the M35/M215 mutation expanded northwards from sub-Saharan to north Africa and the Levant. The Levantine population of farmers that dispersed into Europe during and after the Neolithic carried these African Group III M35/M215 lineages, together with a cluster of Group VI lineages characterized by M172 and M201 mutations.
  3. ↑ Halder I, Shriver M, Thomas M, Fernandez JR, Frudakis T (May 2008). "A panel of ancestry informative markers for estimating individual biogeographical ancestry and admixture from four continents: utility and applications". Human Mutation. 29 (5): 648–58. doi:10.1002/humu.20695. PMID 18286470. We observed patterns of apportionment similar to those described previously using sex and autosomal markers, such as European admixture for African Americans (14.3%) and Mexicans (43.2%), European (65.5%) and East Asian affiliation (27%) for South Asians and low levels of African admixture (2.8–10.8%) mirroring the distribution of Y E3b haplogroups among various Eurasian populations.

Footnotes

  1. 1 2 Cruciani et al. (2004)
  2. 1 2 3 Malyarchuk et al. (2005)
  3. ↑ http://www.pnas.org/content/110/29/11791/F2.large.jpg
  4. ↑ Botigué LR, Henn BM, Gravel S, Maples BK, Gignoux CR, Corona E, Atzmon G, Burns E, Ostrer H, Flores C, Bertranpetit J, Comas D, Bustamante CD (2013). "Gene flow from North Africa contributes to differential human genetic diversity in southern Europe". Proc. Natl. Acad. Sci. U.S.A. 110 (29): 11791–6. Bibcode:2013PNAS..11011791B. doi:10.1073/pnas.1306223110. PMC 3718088. PMID 23733930.
  5. ↑ Pereira L, Cunha C, Alves C, Amorim A (April 2005). "African female heritage in Iberia: a reassessment of mtDNA lineage distribution in present times". Hum. Biol. 77 (2): 213–29. doi:10.1353/hub.2005.0041. PMID 16201138.
  6. ↑ Hernández, Candela L.; Soares, Pedro; Dugoujon, Jean M.; Novelletto, Andrea; Rodríguez, Juan N.; Rito, Teresa; et al. (2015). "Early Holocenic and Historic mtDNA African Signatures in the Iberian Peninsula: The Andalusian Region as a Paradigm". PLOS One. 10 (10): e0139784. Bibcode:2015PLoSO..1039784H. doi:10.1371/journal.pone.0139784. PMC 4624789. PMID 26509580.
  7. ↑ Alvarez L, Santos C, Ramos A, Pratdesaba R, Francalacci P, Aluja MP (August 2010). "Mitochondrial DNA patterns in the Iberian Northern plateau: population dynamics and substructure of the Zamora province". Am. J. Phys. Anthropol. 142 (4): 531–9. doi:10.1002/ajpa.21252. PMID 20127843.
  8. ↑ Alvarez L, Santos C, Ramos A, Pratdesaba R, Francalacci P, Aluja MP (August 2010). "Mitochondrial DNA patterns in the Iberian Northern plateau: population dynamics and substructure of the Zamora province". Am. J. Phys. Anthropol. 142 (4): 531–9. doi:10.1002/ajpa.21252. PMID 20127843. As regards sub-Saharan Hgs (L1b, L2b, and L3b), the high frequency found in the southern regions of Zamora, 18.2% in Sayago and 8.1% in Bajo Duero, is comparable to that described for the South of Portugal
  9. ↑ https://hrcak.srce.hr/file/266318
  10. ↑ Brace et al. (2005)
  11. ↑ Cavalli-Sforza (1993)
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