Lebensraum

The German concept of Lebensraum (German pronunciation: [ˈleːbənsˌʁaʊm] (listen), "living space") comprises policies and practices of settler colonialism which proliferated in Germany from the 1890s to the 1940s. First popularized around 1901,[2] Lebensraum became a geopolitical goal of Imperial Germany in World War I (1914–1918) originally, as the core element of the Septemberprogramm of territorial expansion.[3] The most extreme form of this ideology was supported by the Nazi Party (NSDAP) and Nazi Germany until the end of World War II.[4]

The Greater Germanic Reich, to be realised with the policies of Lebensraum, had boundaries derived from the plans of the Generalplan Ost, the state administration, and the Schutzstaffel (SS).[1]

Following Adolf Hitler's rise to power, Lebensraum became an ideological principle of Nazism and provided justification for the German territorial expansion into Central and Eastern Europe.[5] The Nazi Generalplan Ost policy ('Master Plan for the East') was based on its tenets. It stipulated that Germany required a Lebensraum necessary for its survival and that most of the indigenous populations of Central and Eastern Europe would have to be removed permanently (either through mass deportation to Siberia, extermination, or enslavement) including Polish, Ukrainian, Russian, Czech and other Slavic nations considered non-Aryan. The Nazi government aimed at repopulating these lands with Germanic colonists in the name of Lebensraum during World War II and thereafter.[6][7][8][9] Entire indigenous populations were decimated by starvation, allowing for their own agricultural surplus to feed Germany.[6]

Hitler's strategic program for world domination was based on the belief in the power of Lebensraum, especially when pursued by a racially superior society.[7] People deemed to be part of non-Aryan races, within the territory of Lebensraum expansion, were subjected to expulsion or destruction.[7] The eugenics of Lebensraum assumed the right of the German Aryan master race (Herrenvolk) to remove indigenous people in the name of their own living space.[7] Nazi Germany also supported Fascist Italy's spazio vitale and Imperial Japan's Hakkō ichiu.[10]

Origins

The German geographer and ethnographer Friedrich Ratzel (1844–1904) coined the word Lebensraum (1901) as a term of human geography, which the Nazis adopted as a by-word for the aggressive territorial expansion of Germany into the Greater Germanic Reich
The Swedish political scientist Johan Rudolf Kjellén (1864–1922) interpreted Friedrich Ratzel's ethnogeographic term, Lebensraum as a geopolitical term, which the Nazis applied to justify German warfare

In the 19th century, the term Lebensraum was used by the German biologist Oscar Peschel in his 1860 review of Charles Darwin's Origins of Species (1859).[11] In 1897, the ethnographer and geographer Friedrich Ratzel in his book Politische Geographie applied the word Lebensraum ("living space")[2] to describe physical geography as a factor that influences human activities in developing into a society.[12] In 1901, Ratzel extended his thesis in his essay titled "Lebensraum".[13]

During World War I, the British blockade of trade to Germany caused food shortages in Germany and resources from Germany's African colonies were unable to help; this caused support to rise during the war for a Lebensraum that would expand Germany eastward into Russia to gain control of resources to stop the food shortages.[14] In the period between the First and the Second World Wars (1919–39) German nationalists adopted the term Lebensraum to their politics for the establishment of a Germanic colonial-empire like the British Empire, the French Empire, and the empire that the U.S. established with the westward expansion of the "American frontier", which was advocated and justified by the ideology of Manifest Destiny (1845).[15] Ratzel said that the development of a people into a society was primarily influenced by their geographic situation (habitat), and that a society who successfully adapted to one geographic territory would naturally and logically expand the boundaries of their nation into another territory.[13] Yet, to resolve German overpopulation, Ratzel said that Imperial Germany (1871–1918) required overseas colonies to which surplus Germans ought to emigrate.[16]

Geopolitics

In the event, Friedrich Ratzel's metaphoric concept of society as an organism—which grows and shrinks in logical relation to its Lebensraum (habitat)—proved especially influential upon the Swedish political scientist and conservative politician Johan Rudolf Kjellén (1864–1922) who interpreted that biological metaphor as a geopolitical natural-law.[17] In the political monograph Schweden (1917; Sweden), Kjellén coined the terms geopolitik (the conditions and problems of a state that arise from its geographic territory), œcopolitik (the economic factors that affect the power of the state), and demopolitik (the social problems that arise from the racial composition of the state) to explain the political particulars to be considered for the successful administration and governing of a state. Moreover, he had great intellectual influence upon the politics of Imperial Germany, especially with Staten som livsform (1916; The State as a Life-form) an earlier political-science book read by the society of Imperial Germany, for whom the concept of geopolitik acquired an ideological definition unlike the original, human-geography definition.[18]

Kjellén's geopolitical interpretation of the Lebensraum concept was adopted, expanded, and adapted to the politics of Germany by publicists of imperialism such as the militarist General Friedrich von Bernhardi (1849–1930) and the political geographer and proponent of geopolitics Karl Haushofer (1869–1946). In Deutschland und der Nächste Krieg (1911; Germany and the Next War), General von Bernhardi developed Friedrich Ratzel's Lebensraum concept as a racial struggle for living space; explicitly identified Eastern Europe as the source of a new, national habitat for the German people; and said that the next war would be expressly for acquiring Lebensraum—all in fulfillment of the "biological necessity" to protect German racial supremacy. That vanquishing the Slavic and the Latin races was necessary, because "without war, inferior or decaying races would easily choke the growth of healthy, budding elements" of the German race—thus, the war for Lebensraum was a necessary means of defending Germany against cultural stagnation and the racial degeneracy of miscegenation.[19]

Racial ideology

In the national politics of Weimar Germany, the geopolitical usage of Lebensraum is credited to Karl Ernst Haushofer and his Institute of Geopolitics, in Munich, especially the ultra-nationalist interpretation to avenge military defeat in the First World War (1914–18), and reverse the dictates of the Treaty of Versailles (1919), which reduced Germany geographically, economically, and militarily. The politician Adolf Hitler said that the National Socialist (Nazi) geopolitics of "inevitable expansion" would reverse overpopulation, provide natural resources, and uphold German national honor.[20] In Mein Kampf (1925; My Struggle), Hitler presented his conception of Lebensraum as the philosophic basis for the Greater Germanic Reich who were destined to colonize Eastern Europe—especially Ukraine in the Soviet Union—and so resolve the problems of overpopulation, and that the European states had to accede to his geopolitical demands.

The Nazi usages of the term Lebensraum were explicitly racial, to justify the mystical right of the racially superior Germanic peoples (Herrenvolk) to fulfil their cultural destiny at the expense of racially inferior peoples (Untermenschen), such as the Slavs of Poland, Russia, Ukraine, and the other non–Germanic peoples of "the East".[3] Based upon Johan Rudolf Kjellén's geopolitical interpretation of Friedrich Ratzel's human-geography term, the Nazi régime (1933–45) established Lebensraum as the racist rationale of the foreign policy by which they began the Second World War, on 1 September 1939, in effort to realise the Greater Germanic Reich at the expense of the societies of Eastern Europe.[18]

First World War nationalist premise

Theobald von Bethmann-Hollweg, Chancellor of Germany from 1909 until 1917, was a proponent of German Lebensraum as a natural right of Imperial Germany

In September 1914, when the German victory in the First World War appeared feasible, the government of Imperial Germany introduced the Septemberprogramm as an official war aim (Kriegsziel), which was secretly endorsed by Chancellor Theobald von Bethmann-Hollweg (1909–17), whereby, upon achieving battlefield victory, Germany would annex territories from western Poland to form the Polish Border Strip (Polnischer Grenzstreifen, c.30,000 km2). Lebensraum would be realised by way of ethnic cleansing, the forcible removal of the native Slavic and Jewish populations, and the subsequent repopulation of the border strip with ethnic-German colonists; likewise, the colonisations of Lithuania and Ukraine; yet military over-extension lost the war for Imperial Germany, and the Septemberprogramm went unrealised.[21]

In April 1915, Chancellor von Bethmann-Hollweg authorised the Polish Border Strip plans in order to take advantage of the extensive territories in Eastern Europe that Germany had conquered and held since early in the war.[22] The decisive campaigns of Imperial Germany almost realised Lebensraum in the East, especially when Bolshevik Russia unilaterally withdrew as a combatant in the "Great War" among the European imperialist powers—the Triple Entente (the Russian Empire, the French Third Republic, and the United Kingdom of Great Britain and Ireland and the Kingdom of Italy) and the Central Powers (the German Empire, Austria–Hungary, the Ottoman Empire, and the Kingdom of Bulgaria).

In March 1918, in effort to reform and modernise the Russian Empire (1721–1917) into a soviet republic, the Bolshevik government agreed to the strategically onerous territorial cessions stipulated in the Treaty of Brest-Litovsk (1918), and Russia yielded to Germany much of the arable land of European Russia, the Baltic governorates, Belarus, Ukraine, and the Caucasus region.[23] Despite such an extensive geopolitical victory, tactical defeat in the Western Front, strategic over-extension, and factional division in government compelled Imperial Germany to abandon the eastern European Lebensraum gained with the Brest-Litovsk Treaty (33 per cent of arable land, 30 per cent of industry, and 90 per cent of the coal mines of Russia) in favour of the peace-terms of the Treaty of Versailles (1919), and yielded those Russian lands to Estonia, Latvia, Lithuania, Poland, and Ukraine.

As a casus belli for the conquest and colonisation of Polish territories as living-space and defensive-border for Imperial Germany, the Septemberprogramm derived from a foreign policy initially proposed by General Erich Ludendorff in 1914.[22] Twenty-five years later, Nazi foreign policy resumed the cultural goal of the pursuit and realisation of German-living-space at the expense of non-German peoples in Eastern Europe with the September Campaign (1 September – 6 October 1939) that began the Second World War in Europe.[24] In Germany and the Two World Wars (1967), the German historian Andreas Hillgruber said that the territorial gains of the Treaty of Brest-Litovsk (1918) were the imperial prototype for Adolf Hitler's Greater German Empire in Eastern Europe:

At the moment of the November 1918 ceasefire in the West, newspaper maps of the military situation showed German troops in Finland, holding a line from the Finnish fjords near Narva, down through PskovOrshaMogilev and the area south of Kursk, to the Don east of Rostov. Germany had thus secured Ukraine. The Russian recognition of Ukraine's separation, exacted at Brest–Litovsk, represented the key element in German efforts to keep Russia perpetually subservient. In addition, German troops held the Crimea, and were stationed, in smaller numbers, in Transcaucasia. Even the unoccupied "rump" Russia appeared—with the conclusion of the German–Soviet Supplementary Treaty, on 28 August 1918—to be in firm, though indirect, dependency on the Reich. Thus, Hitler's long-range aim, fixed in the 1920s, of erecting a German Eastern Imperium on the ruins of the Soviet Union was not simply a vision emanating from an abstract wish. In the Eastern sphere, established in 1918, this goal had a concrete point of departure. The German Eastern Imperium had already been—if only for a short time—a reality. —Andreas Hillgruber. Germany and the Two World Wars[25]

In the event, the Septemberprogramm (1914) documents "Lebensraum in the East" as philosophically integral to Germanic culture throughout the history of Germany; and that Lebensraum is not a racialist philosophy particular to the 20th century.[26] As military strategy, the Septemberprogramm came to nought for being infeasible—too few soldiers to realise the plans—during a two-front war; politically, the Programm allowed the Imperial Government to learn the opinions of the nationalist, economic, and military élites of the German ruling class who finance and facilitate geopolitics.[27] Nationally, the annexation and ethnic cleansing of Poland for German Lebensraum was an official and a popular subject of "nationalism-as-national-security" endorsed by German society, including the Social Democratic Party of Germany (SDP).[28] In The Origins of the Second World War the British historian A. J. P. Taylor wrote.

It is equally obvious that Lebensraum always appeared as one element in these blueprints. This was not an original idea of Hitler's. It was commonplace at the time. Volk ohne Raum (People Without Space), for instance, by Hans Grimm sold much better than Mein Kampf when it was published in 1925. For that matter, plans for acquiring new territory were much aired in Germany during the First World War. It used to be thought that these were the plans of a few crack-pot theorisers or of extremist organisations. Now we know better. In 1961, a German professor Fritz Fischer reported the results of his investigations into German war aims. These were indeed a "blueprint for aggression", or, as the professor called them, "a grasp at world power": Belgium under German control, the French iron-fields annexed to Germany, and, what is more, Poland and Ukraine to be cleared of their inhabitants and resettled with Germans. These plans were not merely the work of the German General Staff. They were endorsed by the German Foreign Office and by the "Good German", Bethmann–Hollweg. —Alan J. Taylor, The Origins of the Second World War[29]

Interwar propaganda

In the national politics of the Weimar Republic (1919–33), the German Eugenicists took up the nationalist, political slogan of Volk ohne Raum, and matched it with the racial slogan Volk ohne Jugend (a People without Youth), a cultural proposition that ignored the declining German birth-rate (since the 1880s) and contradicted the popular belief that the "German race" was a vigorous and growing people. Despite each slogan (political and racial) being contradicted by the reality of such demographic facts, the nationalists' demands for Lebensraum proved to be ideologically valid politics in Weimar Germany.[30][31]

In the lead-up to Anschluss (1938) and the invasion of Poland (1939) the propaganda of Nazi Party in Germany used popular feelings of wounded national identity aroused in the aftermath of the First World War (1914–18) to promote policies of Lebensraum. Studies of the homeland focused on the lost colonies after the establishment of the Second Polish Republic which was ratified by the Treaty of Versailles (Volk ohne Raum), as well as the "eternal Jewish threat" (Der ewige Jude, 1937). Emphasis was put on the need for rearmament and the pseudoscience of superior races in the pursuit of "blood and soil".[32]

In the twenty-one year inter-war period, between the First (1914–18) and the Second (1939–45) world wars, Lebensraum for Germany was the principal tenet of the extremist nationalism that characterised the party politics in Germany. The Nazis, led by Adolf Hitler, demanded not only the geographic reversion of Germany's post-war borders (to recuperate territory lost per the Treaty of Versailles), but demanded the German conquest and colonisation of Eastern Europe (whether or not those lands were German before 1918).[33] To that end, Hitler said that flouting the Treaty of Versailles was required for Germany to obtain needed Lebensraum in Eastern Europe.[34] During the 1920s, as a member of the Artaman League, an anti-Slav, anti-urban, and anti-Semitic organisation of blood-and-soil ideology, Heinrich Himmler developed völkisch ideas that advocated Lebensraum, for the realisation of which he said that the:

Increase [of] our peasant population is the only effective defense against the influx of the Slav working-class masses from the East. As six hundred years ago, the German peasant's destiny must be to preserve and increase the German people's patrimony in their holy mother earth battle against the Slav race.[35]

Ideology of Adolf Hitler

Mein Kampf (1926–28), Hitler's political autobiography presented the racist philosophy of Lebensraum advocated for Germany by the National Socialists.

In Mein Kampf (1925), Hitler dedicated a full chapter titled "Eastern Orientation or Eastern Policy", outlining the need for the new 'living space' for Germany. He claimed that achieving Lebensraum required political will, and that the National Socialist Movement ought to strive to expand population area for the German people, and acquire new sources of food as well.[36] Lebensraum became the principal foreign-policy goal of the Nazi Party and the government of Nazi Germany (1933–45). Hitler rejected the restoration of the pre-war borders of Germany as an inadequate half-measure towards reducing purported national overpopulation.[37] From that perspective, he opined that the nature of national borders is always unfinished and momentary, and that their redrawing must continue as Germany's political goal.[38] Hence, Hitler identified the geopolitics of Lebensraum as the ultimate political will of his Party:

And so, we National Socialists consciously draw a line beneath the foreign policy tendency of our pre–War period. We take up where we broke off six hundred years ago. We stop the endless German movement to the south and west, and turn our gaze toward the land in the East. At long last, we break off the colonial and commercial policy of the pre–War period and shift to the soil policy of the future.[39]

The ideologies found at the root of Hitler's implementation of Lebensraum modeled that of the British imperialism of the 1800s and early 1900s as well as America's Manifest Destiny. Hitler had great admiration for the United States' land empire and was fascinated by the ethnic cleansing of indigenous people that took place during the United States' expansion west and used this in part for justification of German expansion. He believed that in order to become a world superpower like the United States or Britain, Germany must expand their geopolitical presence and act only in the interest of the German people. Hitler also believed that Germany and European nations in general were too reliant on British trade policies and that German expansion would help level the industrial and economic playing field between the Germans and the British.[40]

"There is only one task: Germanization through the introduction of Germans [to the area] and to treat the original inhabitants like Indians. … I intend to stay this course with ice-cold determination. I feel myself to be the executor of the will of History. What people think of me at present is all of no consequence. Never have I heard a German who has bread to eat express concern that the ground where the grain was grown had to be conquered by the sword. We eat Canadian wheat and never think of the Indians."[41]

Mein Kampf sequel, 1928

In the unpublished sequel to Mein Kampf, the Zweites Buch (1928, Second Book), Hitler further presents the ideology of Nazi Lebensraum, in accordance to the then-future foreign policy of the National Socialist Party. To further German population growth, Hitler rejected the ideas of birth control and emigration, arguing that such practices weakened the people and culture of Germany, and that military conquest was the only means for obtaining Lebensraum:

The National Socialist Movement, on the contrary, will always let its foreign policy be determined by the necessity to secure the space necessary to the life of our Folk. It knows no Germanising or Teutonising, as in the case of the national bourgeoisie, but only the spread of its own Folk. It will never see in the subjugated, so called Germanised, Czechs or Poles a national, let alone Folkish, strengthening, but only the racial weakening of our Folk.[42]

Therefore, the non-Germanic peoples of the annexed foreign territories would never be Germanised:

The völkisch State, conversely, must under no conditions annex Poles with the intention of wanting to make Germans out of them some day. On the contrary, it must muster the determination either to seal off these alien racial elements, so that the blood of its own Folk will not be corrupted again, or it must, without further ado, remove them and hand over the vacated territory to its own National Comrades.[43]

The Nuremberg Laws (1935) of Nazi Germany employed scientific racism to exclude Jews from mainstream society. People with four German grandparents (white circles) were classified as of "German blood," those with one or two Jewish grandparents (black circles) were considered to be Mischling, of "Mixed blood", while those with three or more Jewish grandparents were deemed to be Jews.

Foreign-policy prime directive

The conquest of living space for Germany was the foremost foreign-policy goal of the Nazis towards establishing the Greater Germanic Reich that was to last a thousand years.[44] On 3 February 1933, at his initial meeting with the generals and admirals of Nazi Germany, Adolf Hitler said that the conquest of Lebensraum in Eastern Europe, and its "ruthless Germanisation", were the ultimate geopolitical objectives of Reich foreign policy.[45][46] The USSR was the country to provide sufficient Lebensraum for the Germans, because it possessed much agricultural land, and was inhabited by Slavic Untermenschen (sub-humans) ruled by Jewish Bolshevism.[47] The racism of Hitler's Lebensraum philosophy allowed only the Germanisation of the soil and the land, but not of the native peoples, who were to be destroyed, by slave labour and starvation.[48]

Politics of racism

In the worldview of Adolf Hitler, the idea of restoring the 1914 borders of the German Reich (Imperial Germany, 1871–1918) was absurd, because those national borders did not provide sufficient Lebensraum for the German population; that only a foreign policy for the geopolitical conquest of the proper amount of Lebensraum would justify the necessary sacrifices entailed by war.[49] That history was dominated by a merciless struggle for survival among the different races of mankind; and that the races who possessed a great national territory were innately stronger than those races who possessed a small national territory—which the Germanic Aryan race can take by natural right.[50] Such official racist perspectives for the establishment of German Lebensraum allowed the Nazis to unilaterally launch a war of aggression (Blitzkrieg) against the countries of Eastern Europe, ideologically justified as historical recuperation of the Oium (lands) that the Slavs had conquered from the native Ostrogoths.[51] Although in the 1920s Hitler openly spoke about the need for living space, during his first years in power, he never publicly spoke about it. It was not until 1937 with the German rearmament program well under way that he began to publicly speak about the need for living space again.[52]

Second World War (1939–45)

Poster (in German and Polish): Obligations of Polish Workers in Germany which included the death penalty for sexual relations with a German.

On 6 October 1939, Hitler told the Reichstag that after the fall of Poland the most important matter was "a new order of ethnographic relations, that is to say, resettlement of nationalities".[53] On 20 October 1939, Hitler told General Wilhelm Keitel that the war would be a difficult "racial struggle" and that the General Government was to "purify the Reich territory from Jews and Polacks, too."[54] Likewise, in October 1939, Nazi propaganda instructed Germans to view Poles, Jews, and Gypsies as Untermenschen (subhumans).[55]

In 1941, in a speech to the Eastern Front Battle Group Nord, Himmler said that the war against the Soviet Union was a war of ideologies and races, between National Socialism and Jewish Bolshevism and between the Germanic peoples (Nordic) and Untermenschen peoples of the East.[56] Moreover, in one of the secret Posen speeches to the SS-Gruppenführer at Posen, Himmler said: "the mixed race of the Slavs is based on a sub-race with a few drops of our blood, the blood of a leading race; the Slav is unable to control himself and create order."[57] In that vein, Himmler published the pamphlet Der Untermensch (The Subhuman), which featured photographs of ideal racial types, Aryans, contrasted with the barbarian races, descended from Attila the Hun and Genghis Khan, to the massacres committed in the Soviet Union dominated by Jewish Bolshevism.[58]

With the Polish decrees (8 March 1940), the Nazis ensured that the racial inferiority of the Poles was legally recognized in the German Reich, and regulated the working and living conditions of Polish laborers (Zivilarbeiter).[59] The Polish Decrees also established that any Pole "who has sexual relations with a German man or woman, or approaches them in any other improper manner, will be punished by death."[60] The Gestapo were vigilant of sexual relations between Germans and Poles, and pursued anyone suspected of race defilement (Rassenschande); likewise, there were proscriptions of sexual relations between Germans and other ethnic groups brought in from Eastern Europe.[61]

As official policy, Reichsführer SS Heinrich Himmler said that no drop of German blood would be lost or left behind to mingle with any alien races;[62] and that the Germanisation of Eastern Europe would be complete when "in the East dwell only men with truly German [and] Germanic blood".[63] In the secret memorandum Reflections on the Treatment of Peoples of Alien Races in the East (25 May 1940) Himmler outlined the future of the Eastern European peoples; (i) division of native ethnic groups found in the new living-space; (ii) limited, formal education of four years of elementary school (to teach them only how to write their names and to count to five hundred), and (iii) obey the orders of Germans.[64] Nonetheless, despite Nazi Germany's official racism, the extermination of the native populations of the countries of Eastern Europe was not always necessary, because the Racial policy of Nazi Germany regarded some Eastern European peoples as being of Aryan-Nordic stock, especially the local leaders.[65] On March 4, 1941, Himmler introduced the German People's List (Deutsche Volksliste), the purpose of it being to segregate the inhabitants of German occupied territories into categories of desirability according to criteria.[66] In the same memorandum, Himmler advocated the kidnapping of children who appeared to be Nordic because it would "remove the danger that this subhuman people (Untermenschenvolk) of the East through such children might acquire a leader class from such people of good blood, which would be dangerous for us because they would be our equals."[67][68] According to Himmler, the destruction of the Soviet Union would have led to the exploit of millions of peoples as slave labor in the occupied territories and the eventual re-population of the areas with Germans.[69]

Classification under the laws in the annexed territories

The Deutsche Volksliste was split into four categories.[66] Men in the first two categories were required to enlist for compulsory military service.[66] Membership in the SS was reserved for the Category I only:

German People's List (Deutsche Volksliste)
Classification [66] Translation Heritage Definition
Volksdeutsche Ethnically German German Persons of German descent who had engaged themselves in favour of the Reich before 1939
Deutschstämmige German descent German Persons of German descent who had remained passive.
Eingedeutschte Voluntarily Germanized Part-German Indigenous persons considered by the Nazis as partly Polonized (mainly Silesians and Kashubians); refusal to join this list often led to deportation to a concentration camp
Rückgedeutschte Forcibly Germanized Part-German Persons of Polish nationality considered "racially valuable", but who resisted Germanisation

Hitler who was born in the ethnically diverse Austrian-Hungarian Empire, avowed in Mein Kampf (1926), that Germanising Austrian Slavs by language in the age of Partitions could not have turned them into fully fledged Germans, because no 'Negro' nor a 'Chinaman' would ever 'become German' just because he has learned to speak German. He believed that no visible differences between peoples could be bridged by the use of a common language. Any such attempts would lead to the 'bastardization' of the German element, he said.[70] Likewise, Hitler criticized the previous attempts at Germanisation of the Poles in the Prussian Partition as an erroneous idea, based on the same false reasoning. The Polish people could not possibly be Germanised by being compelled to speak German because they belonged to a different race, he said. "The result would have been fatal" for the purity of the German nation because the foreigners would 'compromise' by their inferiority "the dignity and nobility" of the German nation.[70] During the war, Hitler remarked in his "Table Talk" recorded at the headquarters that people should only be Germanized if they were to improve the German blood line:

Nazi Germany in 1940 (dark grey) after the conquest of Poland together with the USSR, showing pockets of German colonists resettled into the annexed territories of Poland from the Soviet "sphere of influence" during the Heim ins Reich action. – The Nazi propaganda poster, superimposed with the red outline of Poland missing entirely from the original German print.[71]

There is one cardinal principle. This question of the Germanisation of certain peoples must not be examined in the light of abstract ideas and theory. We must examine each particular case. The only problem is to make sure whether the offspring of any race will mingle well with the German population and will improve it, or whether, on the contrary (as is the case when Jew blood is mixed with German blood), negative results will arise. Unless one is completely convinced that the foreigners whom one proposes to introduce into the German community will have a beneficial effect, well, I think it's better to abstain, however strong the sentimental reasons may be which urge such a course on us. There are plenty of Jews with blue eyes and blond hair, and not a few of them have the appearance which strikingly supports the idea of the Germanisation of their kind. It has, however, been indisputably established that, in the case of Jews, if the physical characteristics of the race are sometimes absent for a generation or two, they will inevitably reappear in the next generation.[72]

Informed by the blood and soil (Blut und Boden) beliefs of ethnic identity—a philosophic basis of Lebensraum—Nazi policy required destroying the USSR for the lands of Russia to become the granary of Germany. The Germanisation of Russia required the destruction of the cities, in effort to vanquish Russianness, Communism, and Jewish Bolshevism.[73] To that effect, Hitler ordered the Siege of Leningrad (September 1941 – January 1944), to raze the city and destroy the native Russian population.[74] Geopolitically, the establishment of German Lebensraum in the east of Europe would thwart blockades, like those occurred in the First World War, which starved the people of Germany.[75] Moreover, using Eastern Europe to feed Germany also was intended to exterminate millions of Slavs, by slave labour and starvation.[76] When deprived of producers, a workforce, and customers, native industry would cease and disappear from the Germanised region, which then became agricultural land for settlers from Nazi Germany.[76]

The Germanised lands of Eastern Europe would be settled by the Wehrbauer, a soldier–peasant who was to maintain a fortified line of defence, which would prevent any non–German civilisation from arising to threaten the Greater Germanic Reich.[77] Plans for the Germanisation of western Europe were less severe, as the Nazis needed the collaboration of the local political and business establishments, especially that of local industry and their skilled workers. Moreover, Nazi racial policies considered the populations of western Europe more racially acceptable to Aryan standards of "racial purity". In practice, the number and assortment of Nazi racial categories indicated that "East is bad and West is acceptable"; thus, a person's "race" was a matter of life or death in a country under Nazi occupation.[78]

The racist ideology of Lebensraum also comprised the North German racial stock of the northern-European peoples of Scandinavia (Denmark, Norway, Sweden); and the continental-European peoples of Alsace and Lorraine, Belgium and northern France; whilst Great Britain would either be annexed or be made a puppet state.[79] Moreover, the poor military performance of the Italian armed forces forced Fascist Italy's withdrawal from the war in 1943, which then made northern Italy a territory to be annexed to the Greater Germanic Reich.[79]

Collaborationism
To achieve Lebensraum in Eastern Europe, Reichsführer-SS Heinrich Himmler and Gen. Andrey Vlasov, of the Russian Liberation Army, joined forces to rid Russia of Communism and supposed Jewish Bolshevism.

For political expediency, the Nazis continually modified their racist politics towards non–Germanic peoples, and so continually redefined the ideological meaning of Lebensraum, in order to collaborate with other peoples, in service to Reich foreign policy. Early in his career as leader of the Nazis, Adolf Hitler said he would accept friendly relations with the USSR, on condition that the Soviet government re-establish the disadvantageous borders of European Russia, which were demarcated in the Treaty of Brest-Litovsk (1918), which made possible the restoration of Russo–German diplomatic relations.[80]

In the 1921–22 period, Hitler said that German Lebensraum might be achieved with a smaller USSR, created by sponsoring anti-communist Russians in deposing the Communist government of the Bolsheviks; however, by the end of 1922, Hitler changed his opinion when there arose the possibility of an Anglo–German geopolitical alliance to destroy the USSR.[80] Yet, once Operation Barbarossa (1941) launched the invasion of the USSR, the strategic stance of the Nazi régime towards a smaller, independent Russia was affected by political pressure from the German Army, who asked Hitler, the supreme military commander, to endorse the creation and integration, to Wehrmacht operations in Russia, of the anti–Communist Russian Liberation Army (ROA); an organisation of defectors, led by General Andrey Vlasov, who meant to depose the régime of Josef Stalin and the Russian Communist Party.[81]

Initially, Hitler rejected the idea of collaborating with the peoples in the East.[82] However, Nazis such as Joseph Goebbels and Alfred Rosenberg were in favour of collaboration against Bolshevism and offering some independence to the peoples of the East.[83][84] In 1940, Himmler opened up membership for people he regarded as being of "related stock", which resulted in a number of right wing Scandinavians signing up to fight in the Waffen-SS. When the Germans invaded the Soviet Union in 1941, further volunteers from France, Spain, Belgium, the Netherlands, Czechoslovakia, and the Croatia signed up to fight for the Nazi cause.[85] After 1942, when the war turned decisively against Nazi Germany, further recruits from the occupied territories signed up to fight for the Nazis.[85] Hitler was worried about the foreign legions on the Eastern Front; he remarked that "One mustn't forget that, unless he is convinced of his racial membership of the Germanic Reich, the foreign legionary is bound to feel that he's betraying his country."[86]

After further losses of manpower, the Nazis tried to persuade the forced foreign laborers in the Reich to fight against Bolshevism, Martin Bormann issued a memorandum on 5 May 1943:

It impossible to win someone over to a new idea while insulting his inner sense of worth at the same time. One cannot expect the highest level of performance from people who are called beasts, barbarians, and subhuman. Instead, positive qualities such as the will to fight Bolshevism, the desire to safeguard one's own existence and that of one's country, commitment and willingness to work are to be encouraged and promoted. Moreover, everything must be done to encourage the necessary cooperation of the European peoples in the fight against Bolshevism.[87]

In 1944, as the German army continually lost battles and territory to the Red Army, the leaders of Nazi Germany, especially Reichsfuhrer-SS Heinrich Himmler, recognised the political, ideological, and military value of the collaborationist Russian Liberation Army in fighting Jewish Bolshevism.[88] Secretly, Himmler in his Posen speeches remarked: "I wouldn't have had any objections, if we had hired Mr. Vlasov and every other Slavic subject wearing a Russian general's uniform, to make propaganda against the Russians. I wouldn't have any objections at all. Wonderful."[57]

Implementation

The Nazi establishment of German Lebensraum required the expulsion of the Poles from Poland, such as their expulsion from the Reichsgau Wartheland in 1939.
Germanisation of Poland: SS Obergruppenführer Arthur Greiser welcomes the millionth Eastern European Volksdeutscher to be resettled in annexed Polish territories, March 1944.

The Polish Campaign (1 September 1939) was Adolf Hitler's first attempt to achieve Lebensraum for the Germans. The Nazi invasion of Eastern Europe consisted of atrocities committed against Polish men, women, and children. Popular German acceptance of the atrocities was achieved by way of Nazi propaganda (print, radio, cinema), a key factor behind the manufactured consent that justified German brutality towards civilians; by continually manipulating the national psychology, the Nazis convinced the German people to believe that Jews and Slavs were Untermenschen (subhumans).[89]

In autumn 1939, Nazi Germany's implementation of Lebensraum policy began with the Occupation of Poland (1939-1945); in October 1939, Heinrich Himmler became the Reich Commissioner for the Consolidation of German Nationhood tasked with returning all ethnic Germans (Volksdeutsche) to the Reich; preventing harmful foreign influences upon the German people; and to create new settlement areas (especially for returning Volksdeutsche).[90] From mid–1940, the ethnic cleansing (forcible removal) of Poles from the Reichsgau Wartheland initially occurred across the border, to the General Government (a colonial political entity ostensibly autonomous of the Reich), then, after the invasion of the USSR, the displaced Polish populations were jailed in Polenlager (Pole-storage camps) in Silesia and sent to villages designated as ghettoes. In four years of Germanisation (1940–44), the Nazis forcibly removed some 50,000 ethnic Poles from the Polish territories annexed to the Greater German Reich, notably some 18,000–20,000 ethnic Poles from Żywiec County, in Polish Silesia, effected in Action Saybusch.[91][92]

The German population's psychological acceptance of extermination-for-Lebensraum was achieved with propaganda; the leaders of the Hitler Youth were issued pamphlets (e.g. On the German People and its Territory) meant to influence the rank-and-file Hitler Youth about the necessity of Nazi racist practices in obtaining Lebensraum for the German people.[93] Likewise, in the Reich proper, schoolchildren were given propaganda pamphlets (e.g. You and Your People) explaining the importance of Lebensraum for the future of Germany and the German people.[94]

East–West frontier

Concerning the geographic extent of the Greater Germanic Reich, Adolf Hitler rejected the Ural Mountains as an adequate, eastern border for Germany, that such mid-sized mountains would not make do as the boundary between the "European and Asiatic worlds"; that only a living wall of racially pure Aryans would make do as a border; and that permanent war in the East would "preserve the vitality of the race":

The real frontier is the one that separates the Germanic world from the Slav world. It is our duty to place it where we want it to be. If anyone asks where we obtain the right to extend the Germanic space to the east, we reply that, for a nation, its awareness of what it represents carries this right with it. It is success that justifies everything. The reply to such questions can only be of an empirical nature. It is inconceivable that a higher people should painfully exist on a soil too narrow for it, while amorphous masses, which contribute nothing to civilization, occupy infinite tracts of a soil that is one of the richest in the world ...

We must create conditions for our people that favour its multiplication, and we must, at the same time, build a dike against the Russian flood ... Since there is no natural protection against such a flood, we must meet it with a living wall. A permanent war on the eastern front will help form a sound race of men, and will prevent us from relapsing into the softness of a Europe thrown back upon itself. It should be possible for us to control this region to the east with two hundred and fifty thousand men, plus a cadre of good administrators ...

This space in Russia must always be dominated by Germans.[95]

In 1941, the Reich decided that within two decades, by the year 1961, Poland would have been emptied of Poles and re-populated with ethnic-German colonists from Bukovina, Eastern Galicia, and Volhynia.[96] The ruthless Germanisation Hitler required for Lebensraum was attested in the reports of Wehrbauer (soldier–peasant) colonists' assigned to ethnically cleansed Poland – of finding half-eaten meals at table and unmade beds in the houses given them by the Nazis.[97] Baltic Germans from Estonia and Latvia were evaluated for racial purity; those classified to the highest category, Ost-Falle, were resettled in the Eastern Wall.[98]

Area and population data in 1939 of Nazi German Gaue that included annexed territories of Poland: Estimates of 1947[99] as cited by Stanisław Waszak, Demographic Picture of the German Occupation (1970)[100]
Gau Total population Poles Germans Jews Ukrainians Others
Wartheland
4,933,600
4,220,200
324,600
384,500
4,300
Upper Silesia
2,632,630
2,404,670
98,204
124,877
1,202
3,677
Danzig-West Prussia
1,571,215
1,393,717
158,377
14,458
1,648
3,020
East Prussia
1,001,560
886,061
18,400
79,098
8,099
9,902
Total
10,139,005
8,904,648
599,576
602,953
10,949
20,899

Moreover, the Germanisation of Russia began with Operation Barbarossa (June–September 1941) meant to conquer and colonise European Russia as the granary of Germany.[101] For those Slavic lands, the Nazi theorist and ideologue Alfred Rosenberg proposed administrative organisation by the Reichskommissariate, countries consolidated into colonial realms ruled by a commissar:

Reichskommisariat name Area included
Ostland The Baltic States, Belarus, and western Russia.
Ukraine Ukraine (minus East Galicia and the Romanian-controlled Transnistria Governorate), extended eastwards to the River Volga.
Moskowien The Moscow metropolis and European Russia, exclusive of Karelia and the Kola peninsula, which the Nazis promised to Finland in 1941.
Kaukasus The Caucasus.

In 1943, in the secret Posen speeches, Heinrich Himmler spoke of the Ural Mountains as the eastern border of the Greater Germanic Reich.[57] That the Germanic race would gradually expand to that eastern border, so that, in several generations' time, the German Herrenvolk, as the leading people of Europe, would be ready to "resume the battles of destiny against Asia", which were "sure to break out again"; and that the defeat of Europe would mean "the destruction of the creative power of the Earth";[57] nonetheless, the Ural Mountains were a secondary objective of the secret Generalplan Ost (Master Plan East) for the colonisation of Eastern Europe.[102] The never-established Reichskommissariat Turkestan would have been the closest territory to Imperial Japan's north-westernmost extents of its own Greater East Asia Co-Prosperity Sphere, with a "living wall" said to be "defending" the easternmost Lebensraum lands, while simultaneously "elevating" higher social class Chinese and nearly all Japanese-ethnicity populations as "honorary Aryans", partly to Hitler's own stated respect in Mein Kampf towards those specific East Asian ethnicities.

The early stages of Lebensraum im Osten (Lebensraum in the East) featured the ethnic-cleansing of Russians and other Slavs (Galicians, Karelians, Ukrainians, et al.) from their lands, and the consolidation of their countries into the Reichskommissariat administration that extended to the Ural Mountains, the geographic frontier of Europe and Asia. To manage the ethnic, racial, and political populations of the USSR, the German Army promptly organized collaborationist, anti-Communist, puppet governments in the Reichskomissariat Ostland (1941–45) and the Reichskommissariat Ukraine (1941–44). Nonetheless, despite the initial, strategic successes of Operation Barbarossa, in counterattack, the Red Army's defeats of the German Army at the Battle of Stalingrad (August 1942 – February 1943) and at the Battle of Kursk (July – August 1943) in Russia, added to the Allied Operation Husky (July – August 1943) in Sicily, thwarted the full implementation of Nazi Lebensraum in the east of Europe.

Historical retrospective

Scale

The geopolitician Karl Haushofer (left) provided the Nazis with intellectual, academic, scientific rationalisations for Lebensraum, transmitted to Chancellor Adolf Hitler, by way of Rudolf Hess (right), who was Haushofer's student.

The scope of the enterprise and the scale of the territories invaded and conquered for Germanisation by the Nazis indicated two ideological purposes for Lebensraum, and their relation to the geopolitical purposes of the Nazis: (i) a program of global conquest, begun in Central Europe; and (ii) a program of continental European conquest, limited to Eastern Europe. From the strategic perspectives of the Stufenplan ("Plan in Stages"), the global- and continental- interpretations of Nazi Lebensraum are feasible, and neither exclusive of each other, nor counter to Hitler's foreign-policy goals for Germany.[103]

Among themselves, within the Reich régime proper, the Nazis held different definitions of Lebensraum, such as the idyllic, agrarian society that required much arable land, advocated by the blood-and-soil ideologist Richard Walther Darré and Reichsführer-SS Heinrich Himmler; and the urban, industrial state, that required raw materials and slaves, advocated by Adolf Hitler.[104] Operation Barbarossa—the invasion of the Soviet Union in summer 1941—required a compromise of concept, purpose, and execution to realize Hitler's conception of Lebensraum in the Slavic lands of Eastern Europe.[103]

During the Posen speeches, Himmler spoke about the deaths of millions of Soviet prisoners of war and foreign labourers:

One basic principle must be the absolute rule for the SS men: We must be honest, decent, loyal and comradely to members of our own blood and to nobody else. What happens to a Russian, to a Czech, does not interest me in the slightest. What other nations can offer in the way of good blood of our type, we will take, if necessary, by kidnapping their children and raising them here with us. Whether nations live in prosperity or starve to death interests me only so far as we need them as slaves for our culture; otherwise, it is of no interest to me. Whether 10,000 Russian females fall down from exhaustion while digging an anti-tank ditch interests me only insofar as the anti-tank ditch for Germany is finished.[57]

Ideology

Racism usually is not a concept integral to the ideology of territorial expansionism; nor to the original meaning of the term Lebensraum ("biological habitat"), as defined by the ethnographer and geographer Friedrich Ratzel. Nonetheless, National Socialism (Nazism), the ideology of the Nazi Party established racism—specifically anti-Semitism—as a philosophic basis of Lebensraum-as-geopolitics; which Adolf Hitler presented as Nazi racist ideology in his political autobiography Mein Kampf (1926–28).

Moreover, the geopolitical interpretations of national living-space of the academic Karl Haushofer (a teacher of Rudolf Hess, Hitler's deputy), provided Adolf Hitler with the intellectual, academic, and scientific rationalisations that justified the territorial expansion of Germany, by the natural right of the German Aryan race, to expand into, occupy, and exploit the lands of other countries, regardless of the native populations.[105] In Mein Kampf, Hitler explained the living-space "required" by Nazi Germany:

In an era when the Earth is gradually being divided up among states, some of which embrace almost entire continents, we cannot speak of a world power in connection with a formation whose political mother country is limited to the absurd area of five hundred thousand square kilometres.[106] Without consideration of traditions and prejudices, Germany must find the courage to gather our people, and their strength, for an advance along the road that will lead this people from its present, restricted living space to new land and soil, and, hence, also free it from the danger of vanishing from the earth, or of serving others as a slave nation.[107] For it is not in colonial acquisitions that we must see the solution of this problem, but exclusively in the acquisition of a territory for settlement, which will enhance the area of the mother country, and hence not only keep the new settlers in the most intimate community with the land of their origin, but secure for the entire area those advantages which lie in its unified magnitude.[108]

Contemporary usages

Since the end of the Second World War (1939–45), the term Lebensraum has been used in relation to different countries throughout the world, including China,[109][110] Egypt,[111][112] Israel,[113][114][115][116][117] Poland[118] and the United States.[119]

See also

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