History of the Soviet Union (1927–1953)

The history of the Soviet Union between 1927 and 1953 covers the period in Soviet history from the establishment of Stalinism through victory in the Second World War and down to the death of Joseph Stalin in 1953. He sought to destroy his enemies while transforming Soviet society with aggressive economic planning, in particular a sweeping collectivization of agriculture and rapid development of heavy industry. Stalin consolidated his power within the party and the state and fostered an extensive cult of personality. Soviet secret-police and the mass-mobilization Communist Party served as Stalin's major tools in molding Soviet society. Stalin's methods in achieving his goals, which included party purges, political repression of the general population, and forced collectivization, led to millions of deaths: in Gulag labor camps and during famine.

World War II, known as "the Great Patriotic War" by Soviet historians, devastated much of the USSR, with about one out of every three World War II deaths representing a citizen of the Soviet Union. After World War II, the Soviet Union's armies occupied Eastern Europe, where they established or supported Communist puppet governments. By 1949, the Cold War had started between the Western Bloc and the Eastern (Soviet) Bloc, with the Warsaw Pact (created 1955) pitched against NATO (created 1949) in Europe. After 1945, Stalin did not directly engage in any wars, continuing his totalitarian rule until his death in 1953.

Soviet state's development

Industrialization in practice

The mobilization of resources by state planning expanded the country's industrial base. From 1928 to 1932, pig iron output, necessary for further development of the industrial infrastructure rose from 3.3 million to 6.2 million tons per year. Coal production, a basic fuel of modern economies and Stalinist industrialization, rose from 35.4 million to 64 million tons, and the output of iron ore rose from 5.7 million to 19 million tons. A number of industrial complexes such as Magnitogorsk and Kuznetsk, the Moscow and Gorky automobile plants, the Ural Mountains and Kramatorsk heavy machinery plants, and Kharkiv, Stalingrad and Chelyabinsk tractor plants had been built or were under construction.[1]

In real terms, the workers' standards of living tended to drop, rather than rise during industrialization. Stalin's laws to "tighten work discipline" made the situation worse: e.g., a 1932 change to the RSFSR labor law code enabled firing workers who had been absent without a reason from the workplace for just one day. Being fired accordingly meant losing "the right to use ration and commodity cards" as well as the "loss of the right to use an apartment″ and even blacklisted for new employment which altogether meant a threat of starving.[2] Those measures, however, were not fully enforced, as managers were hard-pressed to replace these workers. In contrast, the 1938 legislation, which introduced labor books, followed by major revisions of the labor law, was enforced. For example, being absent or even 20 minutes late were grounds for becoming fired; managers who failed to enforce these laws faced criminal prosecution. Later, the Decree of the Presidium of the Supreme Soviet, 26 June 1940 "On the Transfer to the Eight-Hour Working Day, the Seven-day Work Week, and on the Prohibition of Unauthorized Departure by Laborers and Office Workers from Factories and Offices"[3] replaced the 1938 revisions with obligatory criminal penalties for quitting a job (2–4 months imprisonment), for being late 20 minutes (6 months of probation and pay confiscation of 25 per cent), etc.

Based on these figures, the Soviet government declared that the Five Year Industrial Production Plan had been fulfilled by 93.7% in only four years, while parts devoted to the heavy-industry parts were fulfilled by 108%. Stalin in December 1932 declared the plan success to the Central Committee since increases in the output of coal and iron would fuel future development.[4]

During the second five-year plan (1933–37), on the basis of the huge investment during the first plan, the industry expanded extremely rapidly and nearly reached the plan's targets. By 1937, coal output was 127 million tons, pig iron 14.5 million tons, and there had been very rapid development of the armaments industry.[5]

While making a massive leap in industrial capacity, the First Five Year Plan was extremely harsh on industrial workers; quotas were difficult to fulfill, requiring that miners put in 16- to 18-hour workdays.[6] Failure to fulfill quotas could result in treason charges.[7] Working conditions were poor, even hazardous. Due to the allocation of resources for the industry along with decreasing productivity since collectivization, a famine occurred. In the construction of the industrial complexes, inmates of Gulag camps were used as expendable resources. But conditions improved rapidly during the second plan. Throughout the 1930s, industrialization was combined with a rapid expansion of technical and engineering education as well as increasing emphasis on munitions.[8]

From 1921 until 1954, the police state operated at high intensity, seeking out anyone accused of sabotaging the system. The estimated numbers vary greatly. Perhaps, 3.7 million people were sentenced for alleged counter-revolutionary crimes, including 600,000 sentenced to death, 2.4 million sentenced to labor camps, and 700,000 sentenced to expatriation. Stalinist repression reached its peak during the Great Purge of 1937–38, which removed many skilled managers and experts and considerably slowed industrial production in 1937[9]

Economy

Collectivization of agriculture

Propaganda shows the use of tractors (in this case McCormick-Deering 15-30) as a backbone of collectivization. Soviet Ukraine, 1931

Under the NEP, Lenin had to tolerate the continued existence of privately owned agriculture. He decided to wait at least 20 years before attempting to place it under state control and in the meantime concentrate on industrial development. However, after Stalin's rise to power, the timetable for collectivization was shortened to just five years. Demand for food intensified, especially in the USSR's primary grain producing regions, with new, forced approaches implemented. Upon joining kolkhozes (collective farms), peasants had to give up their private plots of land and property. Every harvest, Kolkhoz production was sold to the state for a low price set by the state itself. However, the natural progress of collectivization was slow, and the November 1929 Plenum of the Central Committee decided to accelerate collectivization through force. In any case, Russian peasant culture formed a bulwark of traditionalism that stood in the way of the Soviet state's goals.

Given the goals of the first Five Year Plan, the state sought increased political control of agriculture in order to feed the rapidly growing urban population and to obtain a source of foreign currency through increased cereal exports. Given its late start, the USSR needed to import a substantial number of the expensive technologies necessary for heavy industrialization.

By 1936, about 90% of Soviet agriculture had been collectivized. In many cases, peasants bitterly opposed this process and often slaughtered their animals rather than give them to collective farms, even though the government only wanted the grain. Kulaks, prosperous peasants, were forcibly resettled to Kazakhstan, Siberia and the Russian Far North (a large portion of the kulaks served at forced labor camps). However, just about anyone opposing collectivization was deemed a "kulak". The policy of liquidation of kulaks as a class—formulated by Stalin at the end of 1929—meant some executions, and even more deportation to special settlements and, sometimes, to forced labor camps.[10]

Despite the expectations, collectivization led to a catastrophic drop in farm productivity, which did not return to the levels achieved under the NEP until 1940. The upheaval associated with collectivization was particularly severe in Ukraine and the heavily Ukrainian Volga region. Peasants slaughtered their livestock en masse rather than give them up. In 1930 alone, 25% of the nation's cattle, sheep, and goats, and one-third of all pigs were killed. It was not until the 1980s that the Soviet livestock numbers would return to their 1928 level. Government bureaucrats, who had been given a rudimentary education on farming techniques, were dispatched to the countryside to "teach" peasants the new ways of socialist agriculture, relying largely on Marxist theoretical ideas that had little basis in reality.[11] Even after the state inevitably won and succeeding in imposing collectivization, the peasants did everything they could in the way of sabotage. They cultivated far smaller portions of their land and worked much less. The scale of the Ukrainian famine has led many Ukrainian scholars to argue that there was a deliberate policy of genocide against the Ukrainian people. Other scholars argue that the massive death totals were an inevitable result of a very poorly planned operation against all peasants, who had given little support to Lenin or Stalin.

Almost 99% of all cultivated land had been pulled into collective farms by the end of 1937. The ghastly price paid by the peasantry has yet to be established with precision, but probably up to 5 million people died of persecution or starvation in these years. Ukrainians and Kazakhs suffered worse than most nations.

Robert Service, Comrades! A History of World Communism (2007) p. 145
Early Soviet poster: The Smoke of chimneys is the breath of Soviet Russia

In Ukraine alone, the number of people who died in the famines is now estimated to be 3.5 million.[12][13]

The USSR took over Estonia, Latvia and Lithuania in 1940, which were lost to Germany in 1941, and then recovered in 1944. The collectivization of their farms began in 1948. Using terror, mass killings and deportations, most of the peasantry was collectivized by 1952. Agricultural production fell dramatically in all the other Soviet Republics.[14]

Rapid industrialization

In the period of rapid industrialization and mass collectivization preceding World War II, Soviet employment figures experienced exponential growth. 3.9 million jobs per annum were expected by 1923, but the number actually climbed to an astounding 6.4 million. By 1937, the number rose yet again, to about 7.9 million. Finally, in 1940 it reached 8.3 million. Between 1926 and 1930, the urban population increased by 30 million. Unemployment had been a problem in late Imperial Russia and even under the NEP, but it ceased being a major factor after the implementation of Stalin's massive industrialization program. The sharp mobilization of resources used in order to industrialize the heretofore agrarian society created a massive need for labor; unemployment virtually dropped to zero. Wage setting by Soviet planners also contributed to the sharp decrease in unemployment, which dropped in real terms by 50% from 1928 to 1940. With wages artificially depressed, the state could afford to employ far more workers than would be financially viable in a market economy. Several ambitious extraction projects were begun that endeavored to supply raw materials for both military hardware and consumer goods.

The Moscow and Gorky automobile plants produced automobiles for the public—despite few Soviet citizens affording to buy a car—and the expansion of steel production and other industrial materials made the manufacture of a greater number of cars possible. Car and truck production, for example, reached 200,000 in 1931.[15]

Society

Propaganda

Most of the top communist leaders in the 1920s and 1930s had been propagandists or editors before 1917, and were keenly aware of the importance of propaganda. As soon as they gained power in 1917 they seized the monopoly of all communication media, and greatly expanded their propaganda apparatus in terms of newspapers, magazines and pamphlets. Radio became a powerful tool in the 1930s. [16] Stalin, for example, has been an editor of Pravda. Besides the national newspapers "PRAVDA" and Izvestia, there were numerous regional publications as well as newspapers and magazines and all the important languages. Ironclad uniformity of opinion was the norm during the Soviet era. Typewriters and printing presses were closely controlled into the 1980s to prevent unauthorized publications. Samizdat illegal circulation of subversive fiction and nonfiction was brutally suppressed. The rare exceptions to 100% uniformity in the official media were indicators of high-level battles. The Soviet draft constitution of 1936 was an instance. Pravda and Trud (the paper for manual workers) praised the draft constitution. However Izvestiia was controlled by Nikolai Bukharin and it published negative letters and reports. Bukharin won out and the party line changed and started to attack "Trotskyite" oppositionists and traitors. Bukharin's success was short-lived; he was arrested in 1937, given a show trial and executed.[17]

Education

For propaganda to be effective it had to reach the entire population, yet the great majority of peasants were illiterate. The success of communism depended on their becoming literate. Industrial workers needed to be educated in order to be competitive and so embarked on a program contemporaneous with industrialization to greatly increase the number of schools and the general quality of education. In 1927, 7.9 million students attended 118,558 schools. By 1933, the number rose to 9.7 million students in 166,275 schools. In addition, 900 specialist departments and 566 institutions were built and fully operational by 1933. Literacy rates increased substantially as a result, especially in the Central Asian republics.[18][19]

Women

The Soviet people also benefited from a type of social liberalization. Women were to be given the same education as men and, at least legally speaking, obtained the same rights as men in the workplace. Although in practice these goals were not reached, the efforts to achieve them and the statement of theoretical equality led to a general improvement in the socio-economic status of women.

Health

Stalinist development also contributed to advances in health care, which marked a massive improvement over the Imperial era. Stalin's policies granted the Soviet people access to free health care and education. Widespread immunization programs created the first generation free from the fear of typhus and cholera. The occurrences of these diseases dropped to record-low numbers and infant mortality rates were substantially reduced, resulting in the life expectancy for both men and women to increase by over 20 years by the mid-to-late 1950s.[20]

Youth


The Komsomol or Youth Communist League, was an entirely new youth organization designed by Lenin became an enthusiastic strike force that organized communism across the Soviet Union often called on to attack traditional enemies.[21] The Komsomol played an important role as a mechanism for teaching Party values to the younger generation. The Komsomol also served as a mobile pool of labor and political activism, with the ability to relocate to areas of high-priority at short notice. In the 1920s the Kremlin assigned Komsomol major responsibilities for promoting industrialization at the factory level. In 1929 7,000 Komsomol cadets were building the tractor factory in Stalingrad, 56,000 others built factories in the Urals, and 36,000 were assigned work underground in the coal mines. The goal was to provide an energetic hard-core of Bolshevik activists to influence their coworkers the factories and mines that were at the center of communist ideology.[22][23]

Komsomol adopted meritocratic, supposedly class-blind membership policies in 1935, but the result was a decline in working class youth members, and a dominance by the better educated youth. A new social hierarchy emerged as young professionals and students joined the Soviet elite, displacing proletarians. Komsomol's membership policies in the 1930s reflected the broader nature of Stalinism, combining Leninist rhetoric about class-free progress with Stalinist pragmatism focused on getting the most enthusiastic and skilled membership.[24]

Modernity

Urban women under Stalin, paralleling the modernization of western countries, were also the first generation of women able to give birth in a hospital with access to prenatal care. Education was another area in which there was improvement after economic development, also paralleling other western countries. The generation born during Stalin's rule was the first near-universally literate generation. Some engineers were sent abroad to learn industrial technology, and hundreds of foreign engineers were brought to Russia on contract. Transport links were also improved, as many new railways were built, although with forced labour, costing thousands of lives. Workers who exceeded their quotas, Stakhanovites, received many incentives for their work, although many such workers were in fact "arranged" to succeed by receiving extreme help in their work, and then their achievements were used for propaganda.[25]

Religion

The systematic attacks on the Russian Orthodox church began as soon as the Bolsheviks took power in 1917. In the 1930s, Stalin intensified his war on organized religion.[26] Nearly all churches and monasteries were closed and tens of thousands of clergymen were imprisoned or executed. Historian Dimitry Pospielovski has estimated that between 5,000 and 10,000 Orthodox clergy died by execution or in prison 1918–1929, plus an additional 45,000 in 1930–1939. Monks, nuns, and related personnel added an additional 40,000 dead.[27]

The state propaganda machine vigorously promoted atheism and denounced religion as being an artifact of capitalist society. In 1937, Pope Pius XI decried the attacks on religion in the Soviet Union. By 1940, only a small number of churches remained open. The early anti-religious campaigns under Lenin were mostly directed at the Russian Orthodox Church, as it was a symbol of the czarist government. In the 1930s however, all faiths were targeted: minority Christian denominations, Islam, Judaism, and Buddhism. In the long run atheism failed to win many souls. Religion strengthened underground and was revived to help fight the Second World War. It flourished after the fall of Communism in the 1990s. As Paul Froese explains:

Atheists waged a 70-year war on religious belief in the Soviet Union. The Communist Party destroyed churches, mosques, and temples; it executed religious leaders; it flooded the schools and media with anti-religious propaganda; and it introduced a belief system called “scientific atheism,” complete with atheist rituals, proselytizers, and a promise of worldly salvation. But in the end, a majority of older Soviet citizens retained their religious beliefs and a crop of citizens too young to have experienced pre-Soviet times acquired religious beliefs.[28]

The Great Purges

As this process unfolded, Stalin consolidated near-absolute power by destroying the potential opposition. In 1936–38, about three quarters of a million Soviets were executed, and more than a million others were sentenced to lengthy terms in very harsh labour camps. Stalin's Great Terror ravaged the ranks of factory directors and engineers, and removed most of the senior officers in the Army.[29] The pretext was the 1934 assassination of Sergey Kirov (which many suspect Stalin of having planned, although there is no evidence for this).[30] Nearly all the old pre-1918 Bolsheviks were purged. Trotsky was expelled from the party in 1927, exiled to Kazakhstan in 1928, expelled from the USSR in 1929, and assassinated in 1940. Stalin used the purges to politically and physically destroy his other formal rivals (and former allies) accusing Grigory Zinoviev and Lev Kamenev of being behind Kirov's assassination and planning to overthrow Stalin. Ultimately, the people arrested were tortured and forced to confess to being spies and saboteurs, and quickly convicted and executed.[31]

Several show trials were held in Moscow, to serve as examples for the trials that local courts were expected to carry out elsewhere in the country. There were four key trials from 1936 to 1938, The Trial of the Sixteen was the first (December 1936); then the Trial of the Seventeen (January 1937); then the trial of Red Army generals, including Marshal Tukhachevsky (June 1937); and finally the Trial of the Twenty One (including Bukharin) in March 1938. During these, the defendants typically confessed to sabotage, spying, counter-revolution, and conspiring with Germany and Japan to invade and partition the Soviet Union. The initial trials in 1935–36 were carried out by the OGPU under Genrikh Yagoda. In turn the prosecutors were tried and executed. The secret police were renamed the NKVD and control given to Nikolai Yezhov, known as the "Bloody Dwarf".[32]

The "Great Purge" swept the Soviet Union in 1937. It was widely known as the "Yezhovschina", the "Reign of Yezhov". The rate of arrests was staggering. In the armed forces alone, 34,000 officers were purged including many at the higher ranks.[33] The entire Politburo and most of the Central Committee were purged, along with foreign communists who were living in the Soviet Union, and numerous intellectuals, bureaucrats, and factory managers. The total of people imprisoned or executed during the Yezhovschina numbered about two million.[34] By 1938, the mass purges were starting to disrupt the country's infrastructure, and Stalin began winding them down. Yezhov was gradually relieved of power. Yezhov was relieved of all powers in 1939, then tried and executed in 1940. His successor as head of the NKVD (from 1938 to 1945) was Lavrentiy Beria, a Georgian friend of Stalin's. Arrests and executions continued into 1952, although nothing on the scale of the Yezhovschina ever happened again.

During this period, the practice of mass arrest, torture, and imprisonment or execution without trial, of anyone suspected by the secret police of opposing Stalin's regime became commonplace. By the NKVD's own count, 681,692 people were shot during 1937–38 alone, and hundreds of thousands of political prisoners were transported to Gulag work camps.[35] The mass terror and purges were little known to the outside world, and some western intellectuals and fellow travellers continued to believe that the Soviets had created a successful alternative to a capitalist world . In 1936, the country adopted its first formal constitution, which only on paper granted freedom of speech, religion, and assembly.

In March 1939, the 18th congress of the Communist Party was held in Moscow. Most of the delegates present at the 17th congress in 1934 were gone, and Stalin was heavily praised by Litvinov and the western democracies criticized for failing to adopt the principles of "collective security" against Nazi Germany.

Interpreting the purges

Two major lines of interpretation have emerged among historians. One argues that the purges reflected Stalin's ambitions, his paranoia, and his inner drive to increase his power and eliminate potential rivals. Revisionist historians explain the purges by theorizing that rival factions exploited Stalin's paranoia and used terror to enhance their own position. Peter Whitewood examines the first purge, directed at the Army, and comes up with a third interpretation that: Stalin and other top leaders, using Marxist notions that they were always surrounded by enemies, always worried about the vulnerability and loyalty of the Red Army. It was not a ploy – Stalin truly believed it. “Stalin attacked the Red Army because he seriously misperceived a serious security threat”; thus “Stalin seems to have genuinely believed that foreign‐backed enemies had infiltrated the ranks and managed to organize a conspiracy at the very heart of the Red Army.” The purge hit deeply from June 1937 and November 1938, removing 35,000; many were executed. Experience in carrying out the purge facilitated purging other key elements in the wider Soviet polity.[36][37] Historians often cite the disruption as factors in its disastrous military performance during the German invasion.[38]

Foreign relations 1927-1939

The Soviet government had forfeited foreign-owned private companies during the creation of the RSFSR and the USSR. Foreign investors did not receive any monetary or material compensation. The USSR also refused to pay tsarist-era debts to foreign debtors. The young Soviet polity was a pariah because of its openly stated goal of supporting the overthrow of capitalistic governments. It sponsored workers' revolts to overthrow numerous capitalistic European states, but they all failed. Lenin reversed radical experiments and restored a sort of capitalism with NEC. The Comintern was ordered to stop organizing revolts. Starting in 1921 Lenin sought trade, loans and recognition. One by one, foreign states reopened trade lines and recognized the Soviet government. The United States was the last major polity to recognise the USSR in 1933. In 1934, the French government proposed an alliance and led 30 governments to invite the USSR to join the League of Nations. The USSR had achieved legitimacy but was expelled in December 1939 for aggression against Finland.[39][40]

In 1928, Stalin pushed a leftist policy based on his belief in an imminent great crisis for capitalism. Various European communist parties were ordered not to form coalitions and instead to denounce moderate socialists as fascists. Activists were sent into labour unions to take control away from socialists–a move the British unions never forgave. By 1930, the Stalinists started suggesting the value of alliance with other parties, and by 1934 the idea to form a Popular Front had emerged. Comintern agent Willi Münzenberg was especially effective in organizing intellectuals, antiwar and pacifist elements to join the anti-Nazi coalition.[41] Communists would form coalitions with any party to fight fascism. For Stalinists, the Popular Front was simply an expedient, but to rightists, it represented the desirable form of transition to socialism.[42].

Franco-Soviet relations were initially hostile because the USSR officially opposed the World War I peace settlement of 1919 that France emphatically championed. While the Soviet Union was interested in conquering territories in Eastern Europe, France was determined to protect the fledgling states there. However, Adolf Hitler's foreign policy centered on a massive seizure of Central European, Eastern European, and Russian lands for Germany's own ends, and when Hitler pulled out of the World Disarmament Conference in Geneva in 1933, the threat hit home. Soviet Foreign Minister Maxim Litvinov reversed Soviet policy regarding the Paris Peace Settlement, leading to a Franco-Soviet rapprochement. In May 1935, the USSR concluded pacts of mutual assistance with France and Czechoslovakia. Stalin-ordered the Comintern to form a popular front with leftist and centrist parties against the forces of Fascism. The pact was undermined, however, by strong ideological hostility to the Soviet Union and the Comintern's new front in France, Poland's refusal to permit the Red Army on its soil, France's defensive military strategy, and a continuing Soviet interest in patching up relations with Nazi Germany.

The Soviet Union supplied military aid to the Republican faction in the Second Spanish Republic, including munitions and soldiers, and helped far-left activists come to Spain as volunteers. The Spanish government let the USSR have the government treasury. Soviet units systematically liquidated anarchist supporters of the Spanish government. Moscow's support of the government gave the Republicans a Communist taint in the eyes of anti-Bolsheviks in Britain and France, weakening the calls for Anglo-French intervention in the war.[43]

Nazi Germany promulgated an Anti-Comintern Pact with Imperialist Japan and Fascist Italy, along with various Central and Eastern European states (such as Hungary), ostensibly to suppress Communist activity but more realistically to forge an alliance against the USSR.[44]

World War II


Common parade of Wehrmacht and Red Army in Brest at the end of the Invasion of Poland. At the center Major General Heinz Guderian and Brigadier Semyon Krivoshein

Stalin arranged the Molotov–Ribbentrop Pact, a non-aggression pact with Nazi Germany on August 23, along with the German-Soviet Commercial Agreement to open economic relations. A secret appendix to the pact gave Eastern Poland, Latvia, Estonia, Bessarabia and Finland to the USSR, and Western Poland and Lithuania to Nazi Germany. This reflected the Soviet desire of territorial gains.

Following the pact with Hitler, Stalin in 1939-40 annexed half of Poland, the three Baltic States, and Northern Bukovina and Bessarabia in Romania. They no longer were buffers separating the USSR from German areas, argues Louis Fischer. Rather they facilitated Hitler's rapid advance to the gates of Moscow.[45]

Propaganda was also considered an important foreign relations tool. International exhibitions, the distribution of media such as films, e.g.: Alexander Nevski, as well as inviting prominent foreign individuals to tour the Soviet Union, were used as a method of gaining international influence and encouraging fellow travelers and pacifists to build popular fronts. [46]

Start of World War II

Germany invaded Poland on September 1; the USSR followed on September 17. The Soviets quelled opposition by executing and arresting thousands. They relocated suspect ethnic groups to Siberia in four waves, 1939–1941. Estimates varying from the figure over 1.5 million.[47]

After Poland was divided up with Germany, Stalin made territorial demands to Finland for points that would defend Leningrad. Helsinki, backed by world public opinion refused, so Stalin invaded. Despite outnumbering Finnish troops by over 2.5:1, the war proved embarrassingly difficult for the Red Army, which was ill-equipped for the winter weather and lacking competent commanders since the purge of the Soviet high command. The Finns resisted fiercely, and received some support and considerable sympathy from the Allies. A new threat in March 1940 led Finland to ask an armistice. It relinquished the Karelian Isthmus and some smaller territories.[48] London, Washington--and especially Berlin--calculated that the poor showing of the Soviet army indicated it was incompetent to defend the USSR against a German invasion.[49][50]

In 1940, the USSR occupied and illegally annexed Lithuania, Latvia, and Estonia. On June 14, 1941, the USSR performed first mass deportations from Lithuania, Latvia, and Estonia.

On June 26, 1940 the Soviet government issued an ultimatum to the Romanian minister in Moscow, demanding Romania immediately cede Bessarabia and Northern Bukovina. Italy and Germany, which needed a stable Romania and access to its oil fields urged King Carol II to do so. Under duress, with no prospect of aid from France or Britain, Carol complied. On June 28, Soviet troops crossed the Dniester and occupied Bessarabia, Northern Bukovina, and the Hertza region.[51]

Great Patriotic War

Soviet children celebrating the school year end on the eve of the Great Patriotic War, June 21, 1941.

On June 22, 1941, Adolf Hitler abruptly broke the non-aggression pact and invaded the Soviet Union. Stalin had made no preparations. Soviet intelligence was fooled by German disinformation and the invasion caught the Soviet military unprepared. In the larger sense, Stalin expected invasion but not so soon.[52] The Army had been decimated by the Purges; time was needed for a recovery of competence. As such, mobilization did not occur and the Soviet Army was tactically unprepared as of the invasion. The initial weeks of the war were a disaster, with tens of thousands of men being killed, wounded, or captured. Whole divisions disintegrated against the German onslaught.

German troops reached the outskirts of Moscow in December 1941, but failed to capture it, due to staunch Soviet defence and counterattacks. At the Battle of Stalingrad in 1942–43, the Red Army inflicted a crushing defeat on the German army. Due to the unwillingness of the Japanese to open a second front in Manchuria, the Soviets were able to call dozens of Red Army divisions back from eastern Russia. These units were instrumental in turning the tide, because most of their officer corps had escaped Stalin's purges. The Soviet forces soon launched massive counterattacks along the entire German line. By 1944, the Germans had been pushed out of the Soviet Union onto the banks of the Vistula river, just east of Prussia. With Soviet Marshal Georgy Zhukov attacking from Prussia, and Marshal Ivan Konev slicing Germany in half from the south, the fate of Nazi Germany was sealed. On May 2, 1945 the last German troops surrendered to the overjoyed Soviet troops in Berlin.

Wartime developments

From the end of 1944 to 1949, large sections of eastern Germany came under the Soviet Union's occupation and on 2 May 1945, the capital city Berlin was taken, while over fifteen million Germans were removed from eastern Germany and pushed into central Germany (later called the German Democratic Republic) and western Germany (later called the Federal Republic of Germany). Russians, Ukrainians, Poles, Czech, etc., were then moved onto German land.

An atmosphere of patriotic emergency took over the Soviet Union during the war, and persecution of the Orthodox Church was halted. The Church was now permitted to operate with a fair degree of freedom, so long as it did not get involved in politics. In 1944, a new Soviet national anthem was written, replacing the Internationale, which had been used as the national anthem since 1918. These changes were made because it was thought that the people would respond better to a fight for their country than for a political ideology.

The Soviets bore the brunt of World War II because the West did not open up a second ground front in Europe until the invasion of Italy and the Battle of Normandy. Approximately 26.6 million Soviets, among them 18 million civilians, were killed in the war. Civilians were rounded up and burned or shot in many cities conquered by the Nazis. The retreating Soviet army was ordered to pursue a 'scorched earth' policy whereby retreating Soviet troops were ordered to destroy civilian infrastructure and food supplies so that the Nazi German troops could not use them.

Stalin's original declaration in March 1946 that there were 7 million war dead was revised in 1956 by Nikita Khrushchev with a round number of 20 million. In the late 1980s, demographers in the State Statistics Committee (Goskomstat) took another look using demographic methods and came up with an estimate of 26–27 million. A variety of other estimates have been made.[53] In most detailed estimates roughly two-thirds of the estimated deaths were civilian losses. However, the breakdown of war losses by nationality is less well known. One study, relying on indirect evidence from the 1959 population census, found that while in terms of the aggregate human losses the major Slavic groups suffered most, the largest losses relative to population size were incurred by minority nationalities mainly from European Russia, among groups from which men were mustered to the front in "nationality battalions" and appear to have suffered disproportionately.[54]

After the war, the Soviet Union occupied and dominated Eastern Europe, in line with their particular Marxist ideology.

Stalin was determined to punish those peoples he saw as collaborating with Germany during the war and to deal with the problem of nationalism, which would tend to pull the Soviet Union apart. Millions of Poles, Latvians, Georgians, Ukrainians and other ethnic minorities were deported to Gulags in Siberia. (Previously, following the 1939 annexation of eastern Poland, thousands of Polish Army officers, including reservists, had been executed in the spring of 1940, in what came to be known as the Katyn massacre.) In addition, in 1941, 1943 and 1944 several whole nationalities had been deported to Siberia, Kazakhstan, and Central Asia, including, among others, the Volga Germans, Chechens, Ingush, Balkars, Crimean Tatars, and Meskhetian Turks. Though these groups were later politically "rehabilitated", some were never given back their former autonomous regions.[55][56][57][58]

"Everything for the Front. Everything for Victory", Soviet World War 2 propaganda poster

At the same time, in a famous Victory Day toast in May 1945, Stalin extolled the role of the Russian people in the defeat of the fascists: "I would like to raise a toast to the health of our Soviet people and, before all, the Russian people. I drink, before all, to the health of the Russian people, because in this war they earned general recognition as the leading force of the Soviet Union among all the nationalities of our country... And this trust of the Russian people in the Soviet Government was the decisive strength, which secured the historic victory over the enemy of humanity – over fascism..."[59]

World War II resulted in enormous destruction of infrastructure and populations throughout Eurasia, from the Atlantic to the Pacific oceans, with almost no country left unscathed. The Soviet Union was especially devastated due to the mass destruction of the industrial base that it had built up in the 1930s. The USSR also experienced a major famine in 1946–48 due to war devastation that cost an estimated 1 to 1.5 million lives as well as secondary population losses due to reduced fertility.[lower-alpha 1] However, the Soviet Union recovered its production capabilities and overcame pre-war capabilities, becoming the country with the most powerful land army in history by the end of the war, and having the most powerful military production capabilities.

War and Stalinist industrial-military development

Although the Soviet Union received aid and weapons from the United States under the Lend-Lease program, the Soviet production of war materials was greater than that of Nazi Germany because of rapid growth of Soviet industrial production during the interwar years (additional supplies from lend-lease accounted for about 10–12% of the Soviet Union's own industrial output). The Second Five Year Plan raised steel production to 18 million tons and coal to 128 million tons. Before it was interrupted, the Third Five Year Plan produced no less than 19 million tons of steel and 150 million tons of coal.[61]

The Soviet Union's industrial output provided an armaments industry which supported their army, helping it resist the Nazi military offensive. According to Robert L. Hutchings, "One can hardly doubt that if there had been a slower buildup of industry, the attack would have been successful and world history would have evolved quite differently."[62] For the laborers involved in industry, however, life was difficult. Workers were encouraged to fulfill and overachieve quotas through propaganda, such as the Stakhanovite movement.

Some historians, however, interpret the lack of preparedness of the Soviet Union to defend itself as a flaw in Stalin's economic planning. David Shearer, for example, argues that there was "a command-administrative economy" but it was not "a planned one". He argues that the Soviet Union was still suffering from the Great Purge, and was completely unprepared for the German invasion. Economist Holland Hunter, in addition, argues in his Overambitious First Soviet Five-Year Plan, that an array "of alternative paths were available, evolving out of the situation existing at the end of the 1920s... that could have been as good as those achieved by, say, 1936 yet with far less turbulence, waste, destruction and sacrifice."

The Cold War

Soviet control over Eastern Europe

Soviet expansion, change of Central-eastern European borders and creation of the Eastern Bloc after World War II

In the aftermath of World War II, the Soviet Union extended its political and military influence over Eastern Europe, in a move that was seen by some as a continuation of the older policies of the Russian Empire. Some territories that had been lost by Soviet Russia in the Treaty of Brest-Litovsk (1918) were annexed by the Soviet Union after World War II: the Baltic states and eastern portions of interwar Poland. The Russian SFSR also gained the northern half of East Prussia (Kaliningrad Oblast) from Germany. The Ukrainian SSR gained Transcarpathia (as Zakarpattia Oblast) from Czechoslovakia, and Ukrainian populated Northern Bukovina (as Chernivtsi Oblast) from Romania. Finally, by the late 1940s, pro-Soviet Communist Parties won the elections in five countries of Central and Eastern Europe (specifically Poland, Czechoslovakia, Hungary, Romania and Bulgaria) and subsequently became People's Democracies. These elections are generally regarded as rigged, and the Western powers recognized them as show elections. For the duration of the Cold War, the countries of Eastern Europe became Soviet satellite states — they were "independent" nations, which were one-party Communist States whose General Secretary had to be approved by the Kremlin, and so their governments usually kept their policy in line with the wishes of the Soviet Union, although nationalistic forces and pressures within the satellite states played a part in causing some deviation from strict Soviet rule.

Tenor of Soviet–U.S. relations

The USSR urgently needed munitions, food and fuel that was provided by the U.S. and also Britain, primarily through Lend Lease. The three power kept in regular contact, with Stalin trying to maintain a veil of secrecy over internal affairs. Churchill and other top Soviets visited Moscow, as did Roosevelt's top aide Harry Hopkins. Stalin repeatedly requested that the United States and Britain open a second front on the European continent; but the Allied invasion did not occur until June 1944, more than two years later. In the meantime, the Russians suffered high casualties, and the Soviets faced the brunt of German strength. The Allies pointed out that their intensive air bombardment was a major factor that Stalin ignored. [63][64][65]

Domestic events

The mild political liberalization that took place in the Soviet Union during the war quickly came to an end in 1945. The Orthodox Church was generally left unmolested after the war and was even allowed to print small amounts of religious literature, but persecution of minority religions was resumed. Stalin and the Communist Party were given full credit for the victory over Germany, and generals such as Zhukov were demoted to regional commands (Ukraine in his case). With the onset of the Cold War, anti-Western propaganda was stepped up, with the capitalist world depicted as a decadent place where crime, unemployment, and poverty were rampant.

Art and science were subjected to rigorous censorship. Where previously The All- Russian Union of Writers (AUW) had attempted to publish apolitical writing, The Russian Association of Proletarian Writers (RAPP) insisted on the importance of politics in literary work, and published content which primarily embodied the hegemony of the working-class values in fiction. The RAPP launched a campaign against the AUW chairman Evgeny Zamyatin. It resulted in the defeat of the AUW, and they were replaced by the All-Russian Union of Soviet Writers, which strictly adopted the literary style of socialist realism. Soviet biology studies were heavily influenced by the now-discredited biologist Trofim Lysenko, who rejected the concept of Mendelian inheritance in favor of a form of Lamarckism. In physics, the theory of relativity was dismissed as "bourgeois idealism". Much of this censorship was the work of Andrei Zhdanov, known as Stalin's "ideological hatchet man", until his death from a heart attack in 1948. Stalin's cult of personality reached its height in the postwar period, with his picture displayed in every school, factory, and government office, yet he rarely appeared in public. Postwar reconstruction proceeded rapidly, but as the emphasis was all on heavy industry and energy, living standards remained low, especially outside of the major cities.

In October 1952, the first postwar party congress convened in Moscow. Stalin did not feel up to delivering the main report and for most of the proceedings sat in silence while Nikita Khrushchev and Georgy Malenkov delivered the main speeches. He did suggest however that the party be renamed from "The All-Union Party of Bolsheviks" to "The Communist Party of the Soviet Union" on the grounds that "There was once a time when it was necessary to distinguish ourselves from the Mensheviks, but there are no Mensheviks anymore. We are the entire party now." Stalin also mentioned his advancing age (two months away from 73) and suggested that it might be time to retire. Predictably, no one at the congress would dare agree with it and the delegates instead pleaded for him to stay.

Terror by the secret police continued in the postwar period. Although nothing comparable to 1937 ever happened again, there were many smaller purges, including a mass purge of the Georgian party apparatus in 1951–52. Stalin's health also deteriorated precipitously after WWII. He suffered a stroke in the fall of 1945 and was ill for months. This was followed by another stroke in 1947. Stalin became less active in the day-to-day running of the state and instead of party meetings, preferred to invite the Politburo members to all-night dinners where he would watch movies and force them to get drunk and embarrass themselves or say something incriminating.

Korean War

In 1950, the Soviet Union protested against the fact that the Chinese seat at the United Nations Security Council was held by the Nationalist government of China, and boycotted the meetings. While the Soviet Union was absent, the UN passed a resolution condemning North Korean actions and offering military support to South Korea. After this incident the Soviet Union was never absent at the meetings of the Security Council.

See also

Notes

  1. Although the 1946 drought was severe, government mismanagement of its grain reserves largely accounted for the population losses.[60]

References

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  65. Jonathan Fenby, Alliance: The Inside Story of How Roosevelt, Stalin and Churchill Won One War and Began Another (2007)
Endorsed by the Constitution of the USSR in 1924, the State Emblem of the Soviet Union (above) was a hammer and sickle symbolizing the alliance of the working class and the peasantry. Ears of wheat were entwined in a scarlet band with the inscription in the languages of all the 15 union republics: "Workers of All Countries, Unite!" The grain represented Soviet agriculture. A five-pointed star, symbolizing the Soviet Union's solidarity with socialist revolutionaries on five continents, was drawn on the upper part of the Emblem.

Further reading

  • Brzezinski, Zbigniew. The Grand Failure: The Birth and Death of Communism in the Twentieth Century (1989).
  • Hosking, Geoffrey. The First Socialist Society: A History of the Soviet Union from Within (2nd ed. Harvard UP 1992) 570 pp.
  • Kort, Michael. The Soviet Colossus: History and Aftermath (7th ed. 2010) 502 pp.
  • McCauley, Martin. The Rise and Fall of the Soviet Union (2007), 522 pp.
  • Moss, Walter G. A History of Russia. Vol. 2: Since 1855 (2nd ed. 2005).
  • Nove, Alec. An Economic History of the USSR, 1917–1991 (3rd ed. 1993).

Stalin and Stalinism

  • Daniels, R. V., ed. The Stalin Revolution (1965)
  • Davies, Sarah, and James Harris, eds. Stalin: A New History, (2006), 310 pp, 14 specialized essays by scholars excerpt and text search.
  • De Jonge, Alex. Stalin and the Shaping of the Soviet Union (1986).
  • Fitzpatrick, Sheila, ed. Stalinism: New Directions, (1999), 396 pp, excerpts from many scholars on the impact of Stalinism on the people online edition.
  • Hoffmann, David L. ed. Stalinism: The Essential Readings, (2002) essays by 12 scholars.
  • Laqueur, Walter. Stalin: The Glasnost Revelations (1990).
  • Kershaw, Ian, and Moshe Lewin. Stalinism and Nazism: Dictatorships in Comparison (2004) excerpt and text search.
  • Lee, Stephen J. Stalin and the Soviet Union (1999) online edition.
  • Lewis, Jonathan. Stalin: A Time for Judgement (1990).
  • McNeal, Robert H. Stalin: Man and Ruler (1988)
  • Martens, Ludo. Another view of Stalin (1994), a highly favorable view from a Maoist historian
  • Service, Robert. Stalin: A Biography (2004), along with Tucker the standard biography
  • Tucker, Robert C. Stalin as Revolutionary, 1879–1929 (1973)
  • (1990), Stalin in Power (Questia online edition), New York: WW Norton with Service, a standard biography; online at ACLS History e-books.

1927–39

  • Bendavid-Val, Leah, James H. Billington and Philip Brookman. Propaganda and Dreams: Photographing the 1930s in the USSR and the US (1999)
  • Clark, Katerina. Moscow, the Fourth Rome: Stalinism, Cosmopolitanism, and the Evolution of Soviet Culture, 1931–1941 (2011) excerpt and text search
  • Fitzpatrick, Sheila. Stalin's Peasants: Resistance and Survival in the Russian Village after Collectivization (1996) excerpt and text search
  • (2000), Everyday Stalinism: Ordinary Life in Extraordinary Times: Soviet Russia in the 1930s, ISBN 978-0195050011.

Foreign-policy, 1927-1941

  • Carr, Edward Hallett. German-Soviet Relations Between the Two World Wars, 1919-1939 (Johns Hopkins Press, 1951).
  • Ericson, Edward E., Jr. Feeding the German eagle: Soviet economic aid to Nazi Germany, 1933-1941 (1999). Online
  • Fischer, Louis. Russia’s Road From Peace to War: Soviet Foreign Relations 1917-1941. (1969). Online free to borrow
  • Haslam, Jonathan. The Soviet Union and the Struggle for Collective Security in Europe 1933-39 (1984).
  • Kennan, George F. Russia and the West under Lenin and Stalin (1961). Online free to borrow
  • Laqueur, Walter. Russia and Germany; a century of conflict (1965) Online free To borrow
  • Nekrich, Aleksandr M. Pariahs, Partners, Predators: German-Soviet Relations, 1922-1941 (Columbia UP, 1997).
  • Siegel, Katherine. Loans and Legitimacy: The Evolution of Soviet-American Relations, 1919-1933 (1996).
  • Ulam, Adam B. Expansion and Coexistence: Soviet Foreign Policy, 1917–1973 (2nd ed. 1974) pp 126-213
  • Wegner, Bernd. From Peace to War: Germany, Soviet Russia, and the World, 1939-1941 (1997) online

World War II

  • Bellamy, Chris. Absolute War: Soviet Russia in the Second World War (2008), 880pp excerpt and text search
  • Berkhoff, Karel C. Motherland in Danger: Soviet Propaganda during World War II (2012) excerpt and text search
  • Broekmeyer, Marius. Stalin, the Russians, and Their War, 1941–1945. 2004. 315 pp.
  • Feis, Herbert. Churchill-Roosevelt-Stalin: The War they waged and the Peace they sought (1953). online free o borrow
  • Fenby, Jonathan. Alliance: the inside story of how Roosevelt, Stalin and Churchill won one war and began another (2015).
  • Hill, Alexander. The Red Army and the Second World War (2017), 738 pp.
  • McNeill, William H. America, Britain, & Russia: their co-operation and conflict, 1941-1946 (1953)
  • Overy, Richard. Russia's War: A History of the Soviet Effort: 1941–1945 (1998) excerpt and text search
  • Reynolds, David, and Vladimir Pechatnov, eds. The Kremlin Letters: Stalin's Wartime Correspondence with Churchill and Roosevelt (2019)
  • Roberts, Geoffrey. Stalin's Wars: From World War to Cold War, 1939–1953 (2006).
  • Seaton, Albert. Stalin as Military Commander, (1998) online edition
  • Weeks, Albert L. Assured Victory: How 'Stalin the Great' Won the War But Lost the Peace (ABC-CLIO, 2011).
  • Weeks, Albert L. Russia's Life-saver: Lend-lease Aid to the USSR in World War II (2004).

Cold war

  • Goncharov, Sergei, John Lewis and Litai Xue, Uncertain Partners: Stalin, Mao and the Korean War (1993) excerpt and text search
  • Gorlizki, Yoram, and Oleg Khlevniuk. Cold Peace: Stalin and the Soviet Ruling Circle, 1945–1953 (2004) online edition
  • Harrison, Mark. "The Soviet Union after 1945: Economic Recovery and Political Repression," Past & Present (2011) Vol. 210 Issue suppl_6, pp 103–120.
  • Holloway, David. Stalin and the Bomb: The Soviet Union and Atomic Energy, 1939–1956 (1996) excerpt and text search
  • Kahn, Martin. The Western Allies and Soviet Potential in World War II: Economy, Society and Military Power (Routledge, 2017).
  • Mastny, Vojtech. Russia's Road to the Cold War: Diplomacy, Warfare, and the Politics of Communism, 1941–1945 (1979)
  • (1998), The Cold War and Soviet Insecurity: The Stalin Years;
  • Taubman, William. Khrushchev: The Man and His Era (2004), Pulitzer Prize; excerpt and text search
  • Ulam, Adam B. Expansion and Coexistence: Soviet Foreign Policy, 1917–1973, 2nd ed. (1974)
  • Zubok, Vladislav M. A Failed Empire: The Soviet Union in the Cold War from Stalin to Gorbachev (2007)

Primary sources

  • Degras, Jane T. The Communist International, 1919–43 (3 Vols. 1956); documents; online vol 1 1919–22; vol 2 1923–28 (PDF).
  • Degras, Jane Tabrisky. ed. Soviet documents on foreign policy (1978).
  • Goldwin, Robert A., Gerald Stourzh, Marvin Zetterbaum, eds. Readings in Russian Foreign Policy (1959) 800pp; online; long essays from primary and secondary sources
  • Gruber, Helmut. International Communism in the Era of Lenin: A Documentary History (Cornell University Press, 1967)
  • Khrushchev, Nikita. Memoirs of Nikita Khrushchev: Volume 1: Commissar, 1918–1945 contents
  • Khrushchev, Nikita. Memoirs of Nikita Khrushchev: Volume 2: Reformer, 1945–1964 contents
  • Maisky, Ivan. The Maisky Diaries: The Wartime Revelations of Stalin's Ambassador in London edited by Gabriel Gorodetsky, (Yale UP, 2016); highly revealing commentary 1934–43; excerpts; abridged from 3 volume Yale edition; online review
  • Molotov, V.M. Molotov Remembers: Inside Kremlin Politics ed. by Felix Chuev and Albert Resis (2007)
  • Reynolds, David, and Vladimir Pechatnov, eds. The Kremlin Letters: Stalin's Wartime Correspondence with Churchill and Roosevelt (2019)
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