This book covers the information needed to pass the NASD series 7 securities license exam in the United States. It is required to pass this exam to be a "general securities representative".
Contents
- Equity Securities
- Debt Securities
- Municipal Securities
- Options
- Customer Accounts
- Margin Accounts
- Securities Issuance and Investment Banking
- Securities Trading
- Brokerage Support Services
- Investment Company Products
- Retirement Plans
- Variable Annuities
- Direct Participation Programs
- Economics and Analysis
- Ethics
- Taxation
- Government and State Regulations
- Self Regulating Organizations Regulations
External resources
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